1.
Paulus, On the Edict, Book XXXVIII.
Guardianship
is (as Servius defines the term), authority and power over a free
person, granted for the purpose of protecting him who, on account
of his age, is unable to protect himself; and this authority is conferred
or admitted by the Civil Law.
(1)
Guardians are those who possess this authority and power, and they
derive their name from the office itself. Therefore they are styled
guardians, being as it were protectors and defenders, just as those
are styled guardians of a temple, who are charged with its care.
(2)
A person who is dumb cannot be appointed a guardian, as he cannot
exert his authority.
(3)
Many legal writers, among them Pomponius (in the Sixty-ninth Book
on the Edict), hold that a deaf person cannot be appointed a guardian,
because a guardian should not only be able to speak, but also to hear.
2.
Pomponius, On Sabinus, Book III.
A minor
should not be required to ask that a guardian be appointed for him,
or to go in search of him.
3.
Ulpianus, On Sabinus, Book XXXVII.
Where
a male or female ward has a guardian, and becomes insane, he or she
will still remain under guardianship while in this condition. This
is the opinion of Quintus Mucius, and was approved by Julianus; and
we adopt the rule that curatorship shall cease where the age requires
guardianship. Therefore, if wards have guardians, they are not, by
reason of their insanity, placed under curatorship; and if they have
none, and insanity should attack them, they can, nevertheless, have
guardians, because the Law of the Twelve Tables is understood not
to apply to wards of either sex.
(1)
For the reason, however, that we do not permit agnates to be the curators
of minors, I have thought that even though a minor under the age of
twenty-five may be insane, a curator should be appointed for him;
not because he is insane, but for the reason that he is a minor, just
as if the impediment of age existed. We make this distinction in the
case of a person whose age subjects him to curatorship or guardianship,
and it is not necessary to appoint a guardian for him on account of
his demented condition. This the Emperor Antoninus Augustus stated
in a Rescript, since provision should be made for age rather than
insanity, during a certain time.
(2)
Where a ward of either sex desires to institute proceedings against
his or her lawful guardian, or if the latter desires to do so along
with him or her, and a demand is made for a curator, shall he be appointed
on the application of the ward, or on that of his or her adversary?
It should be remembered that a curator can be appointed whether a
ward sues or is sued, but this cannot be done unless he for whom the
curator must be appointed requests it. Hence Cassius states in the
Sixth Book that no one can be appointed a curator under such circumstances,
unless he is present, and the party requesting his appointment is
also in court. Therefore, a curator cannot be appointed for an infant.
Cassius says that if a minor does not wish to ask for a curator, in
order to prevent suit from being brought against him, he should be
compelled to make application for one by the Praetor.
(3)
Pomponius states in the Sixteenth Book, that a curator of this kind
can be appointed at any place and at any time.
(4)
If a minor petitions for such a curator, and does not state for what
purpose he wishes him, shall he be appointed for all the controversies
in which the minor may be involved? Celsus says that Servius has decided
that the curator should be considered to be appointed for the transaction
of all business.
4.
Paulus, On Sabinus, Book VIII.
Where
it is stated that the curator is appointed without distinction, he
is held to have been designated for the management of all litigation,
and this has reference to cases where an action is brought against
a guardian for the partition of an estate, or the division of property
held in common, or for the establishment of boundaries; and if the
appointment thus is made in general terms, a curator is considered
to have authority to act not only in cases where the ward is plaintiff,
but, on the other hand, where suit is brought against him.
(1)
Several curators can be asked for in the place of several guardians,
or one in the place of several, or one curator in the place of one
guardian, either for the management of a single lawsuit or for the
conduct of several.
5.
Pomponius, On Sabinus, Book XVII.
Where
a curator of this kind has once been asked for, he will remain in
office until the suit is disposed of, and another curator cannot be
asked for in the same proceeding.
(1)
And if, for example, the appointment of Titius is asked for, as against
Seius, this same Titius can be appointed to conduct the case against
another guardian, so that in different cases one curator will take
the place of two. This may happen, indeed, with reference to the same
guardian, if the same curator is appointed for the conduct of different
cases at different times.
6.
Ulpianus, On Sabinus, Book XXXVIII.
It
is true that a guardian can be appointed for minors who are dumb,
and have not arrived at puberty. But may it not be doubted whether
they can be authorized by their guardian? If the guardian can authorize
a ward who is silent, he can also authorize one who is dumb. It is,
however, perfectly true (as Julianus states in the Twenty-first Book
of the Digest), that the guardian can authorize his ward to act even
if he is silent.
(1)
It is settled that a guardian cannot be appointed conditionally by
the Governor of a province, and if one should be appointed, his appointment
will be of no effect. This is also the opinion of Pomponius. But if
a Governor makes the appointment in the following terms: "I appoint
such-and-such a man guardian, if he gives security"; this appointment
does not contain a condition, but a warning that the guardlianship
will not be conferred upon him unless he furnishes security; that
is to say, he will not be allowed to transact the business of his
office without giving a bond to insure the preservation of the property.
(2)
The appointment of a guardian is not an Imperial privilege, nor one
attaching to magisterial jurisdiction, but only belongs to him upon
whom the right has been conferred by the law, or by a Decree of the
Senate, or by the Emperor himself.
(3)
A guardian can be appointed for a minor who is deaf.
(4)
It is clear that a guardian cannot be appointed for a minor whose
father is in the hands of the enemy. If, however, one should be appointed,
it may be asked whether or not the appointment may not remain in suspense.
I do not think that such an appointment is valid, for, after the return
of the father, the minor will again come under his control, just as
if his father had never been captured by the enemy. Still, a curator
should be appointed for the management of the property to prevent
it from being lost in the meantime.
7.
Ulpianus, Disputations, Book II.
Where
a son under paternal control is appointed guardian by the Praetor,
and his father assents to the appointment, he should be held liable
for the entire amount, but if he does not assent, he will be liable
only for the amount of the peculium. He will be considered
to have approved of the appointment if he himself transacts the business
of the guardianship, or consents that his son shall do so; or if he,
in any way whatever, concerns himself with the office. Hence, where
a man wrote to his son to administer the guardianship carefully, and
said, "For you know that we are responsible"; I held that
he should be considered to have approved of the appointment. It is
clear that if he only advises his son, he should not be held to have
given his approbation.
8.
The Same, Opinions, Book I.
A patron,
who is also the guardian of his freedman, should carry out his contracts,
and if he in any way defrauds the creditors of the ward who is his
freedman, the law permits his appointment to be revoked.
9.
Marcianus, Institutes, Book III.
An
extraordinary punishment is inflicted upon those who are proved to
have obtained a guardianship by the payment of money; or have given
their services for a pecuniary consideration in order to secure the
appointment of an insolvent guardian; or, when making the inventory,
have purposely diminished the amount of the property of the ward;
or have alienated it evidently with fraudulent intent.
10.
Ulpianus, On the Edict, Book II.
A man
who is not a resident of the town can be appointed a guardian, provided
the ward for whom he is appointed is a citizen of the place.
11.
Paulus, On Vitellius, Book III.
If
an insane person should be appointed a guardian, the appointment must
be understood to have been made under the condition that he becomes
of sound mind.
12.
The Same, Opinions, Book X.
The
question arose whether parties who are appointed guardians in the
place of another, who is absent in the service of the government,
would continue in their office if the former should die; or whether
application for the appointment of others should be made? Paulus answers
that where they are appointed in the place of one who is absent, and
the latter does not return, they will continue to hold their office
until the ward arrives at the age of puberty.
13.
Pomponius, Enchiridion, Book II.
It
is sometimes customary for a curator to be appointed for a ward who
has a guardian, either on account of the ill health of the latter,
or because of his old age; but he is understood to be rather a business
manager than a genuine curator.
(1)
The Praetor is accustomed to permit guardians to appoint an assistant
in the administration of the guardianship, where they cannot satisfactorily
administer it themselves, but this assistant is appointed at the guardian's
own risk.
14.
Ulpianus, On Sabinus, Book XXX.
Where
minors are arrogated or deported, they cease to have guardians.
(1)
The guardianship also terminates where a ward is reduced to slavery.
(2)
Guardians cease to hold office for several other reasons, for example,
where either the ward or the guardian is captured by the enemy.
(3)
When a guardian is appointed for a certain time, at the expiration
of that time he ceases to hold his office.
(4)
Moreover, a guardian ceases to hold his office where he is removed
on account of being suspected.
(5)
Where a guardian is appointed under a certain condition, it also happens
that when the condition is fulfilled, he ceases to be a guardian.
15.
The Same, On Sabinus, Book XXXVIII.
Where
a guardian is not captured by the enemy, but is sent in the capacity
of ambassador, whether he is received or deserts, for the reason that
he does not become a slave, he still remains a guardian, but, in the
meantime, another guardian will be appointed by the Governor.
16.
Gaius, On the Provincial Edict, Book XII.
Guardianship
is generally an office whose duties are exercised by men.
(1)
It must be understood that guardianship does not pass to another by
hereditary right. The legal guardianships of parents, however, descend
to children of the male sex, who are of age, but others are not transmitted.
17.
Paulus, On Sabinus, Book VIII.
Several
decrees of the Senate have been enacted providing that other guardians
should be appointed in the place of those who are insane, dumb, and
deaf.
18.
Neratius, Rules, Book III.
Women
cannot be appointed guardians, because this is an office which belongs
to men unless they obtain the guardianship of their children through
an express application to the Emperor.
Tit. 2.
Concerning testamentary guardianship.
1. Gaius, On the Provincial Edict, Book XI.
Parents
are permitted by the Law of the Twelve Tables to appoint by will guardians
for their children of either the female or the male sex, provided
they are under their control.
(1)
We should also remember that parents are allowed to appoint testamentary
guardians for their posthumous children, grandchildren, or any other
descendants, if, where such children were born during the lifetime
of the testator they would have been under his control, and would
not have broken the will.
(2)
It should also not be forgotten that, where anyone has a son, and
also a grandson by the said son, under his control, and he appoints
a guardian for his grandson, he must be held to have properly appointed
him, if the grandson, after his death, does not again come under the
control of his father, which would be the case if his son should cease
to be under his control during the lifetime of the testator.
2.
Ulpianus, On Sabinus, Book II.
It
was stated in a Rescript by the Divine Brothers, that a soldier cannot
appoint a guardian for his grandchildren, if they were liable to again
come under the control of their father.
3.
The Same, On the Edict, Book XXXV.
We
should consider persons who are mentioned in a codicil confirmed by
a will to be testamentary guardians.
(1)
Those, however, who are appointed by law, should not be considered
testamentary guardians.
4.
Modestinus, Differences, Book VII.
A father
can appoint a guardian for his son whether he has appointed him his
heir, or disinherited him. A mother, however, cannot do this, unless
she has constituted her son her heir, as a guardian is held to have
been appointed rather with reference to property than to the person.
It is necessary for the party appointed by the will of the mother
to be confirmed only after examination, since, where he is appointed
by the father — even though this has been done with the omission of
some legal formalities — he will still be confirmed without any examination,
unless the reason for his appointment appears to have been changed;
for instance, where from a friend he has become an enemy, or where
having previously been rich, he has become poor.
5.
Ulpianus, On Sabinus, Book XV.
Where
anyone appoints a guardian for his daughters or his sons, he is held
also to have appointed him for a posthumous daughter, because the
term "posthumous" is included in the term daughter.
6.
The Same, On Sabinus, Book XXXIX.
But
suppose there are grandchildren, must it be held that a guardian is
appointed for them under the name of "children"? The better
opinion is that the guardian is also appointed for them, provided
the testator made use of the word "children". If, however,
he used the word "sons", they will not be included, for
the term son is one thing, and the term grandson another. It is clear
that if he appointed a guardian for his posthumous children, the offspring
of the latter, as well as the other children, will be included.
7.
Paulus, On Sabinus, Book III.
Guardians
do not derive their authority from the heir, but directly from the
testator, and they are vested with it as soon as an heir appears;
or the heir himself can be appointed guardian, and a guardian can
legally be appointed after the death of the heir.
8.
Ulpianus, On Sabinus, Book XXIV.
Where
a guardian is appointed, the appointment can be revoked either by
another will, or by a codicil.
(1)
If a guardian is appointed under certain conditions, and the condition
fails to take place, the appointment is void.
(2)
Moreover, a guardian can be appointed from a certain time, and up
to a certain date, as well as under a condition, and until the fulfillment
of the condition.
(3)
In the appointment of a guardian, must it be considered whether the
condition is most easy of fulfillment, or latest; as, for instance,
in the case of a legacy, where Titius is appointed guardian, when
he is able to act, or where he is appointed, if a ship should come
from Asia? Julianus very properly states in the Twentieth Book of
the Digest, that the latest condition which is mentioned should be
considered.
9.
Pomponius, On Quintus Mucius, Book III.
Where
no one enters upon the estate, nothing stated in the will is valid.
If, however, one out of several heirs enters upon it, the appointment
of a guardian will be valid, and it will not be necessary to wait
for all the heirs to accept the estate.
10.
Ulpianus, On Sabinus, Book XXXVI.
If
an estate is not yet entered upon, and the appointment of a guardian
is expected under the will disposing of it, the better opinion is
that another guardian can be appointed, just as if there was none,
nor any expectation of one.
(1)
In testamentary guardianship, the last will of the testator is observed,
and if he has appointed several guardians, we accept the last one
mentioned.
(2)
Where a man had a son, and a grandson by him, and appointed a guardian
for the grandson, there may be a question whether an appointment under
such circumstances will not be valid; for example, if one supposes
that the son died during the lifetime of his father, and for this
reason the grandson will become the heir to his grandfather during
the lifetime of the latter. It must be positively held that such a
guardianship is confirmed by the Lex Junia Velleia. Pomponius
stated in the Sixteenth Book on Sabinus that the appointment of such
a guardian is valid. For as the will is valid, the appointment of
the guardian made therein will consequently also be valid; that is
to say, where the grandson is either appointed heir, or expressly
disinherited.
(3)
Where an insane person is appointed a guardian by will, Proculus thinks
that the appointment is properly made, if it is stated that he shall
act when he ceases to be insane. If, however, he is appointed unconditionally,
Proculus denies that the appointment is valid. What Pomponius says
is more correct, that is, that the appointment was held to have been
properly made, and that the guardian can act when he recovers his
reason.
(4)
A slave belonging to another can be appointed a guardian, where it
is stated that he shall act if he becomes free. And even if the slave
should be appointed without any condition, the acquisition of his
freedom is held to be a condition upon which his appointment depends.
Where, however, a slave belonging to another is appointed, anyone,
however, can maintain that, by doing so, the testator has bequeathed
him his freedom by means of a trust. For what difference does it make
whether he appoints his own slave, or that of another, since, in the
interest of the ward, and in consideration of the public welfare,
the freedom of him who is appointed guardian is assumed? Therefore,
it can be maintained that freedom through a trust has been conferred
upon the slave, unless it is perfectly clear that this was not the
intention of the testator.
11.
The Same, On Sabinus, Book XXXVII.
If
anyone appoints a guardian under a condition or from a certain date,
another guardian should be appointed in the meantime, even though
the ward may already have a legal guardian; for it must be remembered
that legal guardianship is not operative so long as the appointment
of a testamentary guardian is expected.
(1)
Where the office of guardian devolves upon one appointed by will,
and the testamentary guardian is afterwards excused from serving;
we can say in this instance that another should be appointed in the
place of the one who was excused, and that the office does not revert
to the legal guardian.
(2)
We also say that, if the guardian should be removed, the same rule
will apply; for he retires in order that another may be appointed.
(3)
If, however, the testamentary guardian should die, the office will
revert to the original guardian, because in this instance the Decree
of the Senate does not apply.
(4)
It is evident that if two or more testamentary guardians are appointed,
and one of them dies or forfeits his civil rights, another can be
appointed in his stead; but if neither of them survives, or retains
his civil rights, the legal guardianship will be established.
12.
The Same, On Sabinus, Book XXXVIII.
A guardian
cannot be appointed by will for the management of certain affairs,
without including the administration of property.
13.
Pomponius, On Sabinus, Book XVII.
And
if one should be appointed under such conditions, the entire appointment
will be void:
14.
Marcianus, Institutes, Book II.
For
the reason that a guardian is appointed to have charge of the person,
and not merely for the care of certain property, or the transaction
of some business.
15.
Ulpianus, On Sabinus, Book XXXVIII.
Where,
however, a guardian is appointed for property which is situated in
Africa or Syria, the appointment will be valid, for this is our practice.
16.
The Same, On Sabinus, Book XXXIX.
If
anyone should name a guardian as follows: "I appoint So-and-So
guardian of my children", the appointment will be held to have
been made for the sons as well as the daughters of the testator, for
daughters are included in the term children.
(1)
If a man should appoint a guardian for his son, and he has several
sons, will he be held to have appointed him for all of them? Pomponius
is in doubt on this point; but the better opinion is that he will
be held to have made the appointment for all.
(2)
Where anyone appoints a guardian for his children, or merely for his
sons, he will be held to have made the appointment for any whom he
may have who are held captive by the enemy, if it is not clearly established
that the intention of the testator was otherwise.
(3)
If anyone should appoint a guardian for his children, not being aware
that Titius was his child; shall he be considered to have made the
appointment only for those whom he knew to be under his control, or
also for him who he did not know was his son? The better opinion is
that he should not be considered to have made the appointment for
the latter, although he is included among the number of his sons;
but, for the reason that he did not have him in mind at the time,
it must be said that the appointment does not have reference to him.
(4)
Hence the same rule will apply where a man was certain that his son
was dead, while in fact he was living; for he is not held to have
appointed a guardian for one whom he believed was dead.
(5)
Where anyone appoints a guardian for his posthumous children, and
the latter are born during his lifetime, will the appointment be valid?
The better opinion is that it will be valid, even though the said
children should be born while he is living.
17.
The Same, On the Edict, Book XXXV.
It
is perfectly certain that testamentary guardians should not be compelled
to give security for the preservation of the property of their wards.
Still, when one of several offers to furnish security that he will
administer the office alone, he should be heard, as is provided by
the Edict. Moreover, the Praetor very properly inquires of the others
whether they also are willing to give security, for if they are ready
to do so, they should not be excluded by the offer of the first one;
but if security is furnished by all, all can administer the trust,
so that any of them who prefers to receive security rather than administer
it will be rendered safe.
(1)
By no means, however, is a guardian who offers to give security always
to be preferred. For what if he was a suspicious person, or one who
is infamous to whom the guardianship should not be entrusted, even
if he gave security? Or, if he had already been guilty of many crimes
in the administration of the guardianship, should he not rather be
dismissed and expelled from his office, than be allowed to administer
it alone? Those who do not give security should not rashly be rejected,
because, generally speaking, persons who are of good repute, solvent,
and honest, should not be excluded as guardians, even if they do not
furnish security, nor, indeed, should they be ordered to furnish it.
(2)
Therefore the examination instituted by the Praetor is twofold in
its nature; on the one hand, it must be ascertained who, and what
kind of a person he is who offers to give security; and on the other,
the character and qualifications of his fellow guardian should be
investigated. For it is necessary to learn what their standing and
honesty are, so that they may not be subjected to the insult of being
compelled to give security.
18.
Callistratus, On the Monitory Edict, Book III.
Where
several guardians are prepared to furnish security, the most solvent
of them should be given the preference; so that comparison may be
made between the guardians and their sureties.
19.
Ulpianus, On the Edict, Book XXXV.
If
none of the guardians volunteer to give security, but a certain person
who is not a guardian appears, and requests that the guardians furnish
it, or, if they do not do so, that the guardianship should be given
to him, he being ready to provide security; he should not be heard.
For guardianships ought not to be entrusted to a stranger, and testamentary
guardians should not be compelled to give security contrary to law.
(1)
This Edict with reference to the furnishing of security applies to
testamentary guardians. Where, however, guardians are appointed after
an examination, Marcellus says that this Edict is also applicable
to them, and this is also indicated by an Address of the Divine Brothers.
They therefore come under the same rule, hence if the majority of
the guardians so decide, he shall administer the guardianship whom
the majority may select, although the terms of the Edict specifically
apply to testamentary guardians.
(2)
Where a guardian is appointed by will for a posthumous child, he cannot
administer the office until the posthumous child is born. An action
on the ground of voluntary agency will, however, be granted to the
substituted ward as against the guardian. But where the child is born,
and the guardian is removed from office before he discharges any of
its duties, he will be liable to this same action. If, however, he
transacts any business after the child is born, he will be liable
to an action on guardianship with reference also to any matters which
he has previously attended to, and his entire administration will
be included in this action.
20.
Paulus, On the Edict, Book XXXVIII.
A man
whose name or condition is uncertain cannot be appointed a guardian.
(1)
We can appoint any person whomsoever a guardian by will, even if he
be Praetor or Consul, because this is authorized by the Law of the
Twelve Tables.
21.
The Same, Abridgments, Book VIII.
Those
can be appointed testamentary guardians who are competent to take
under the will.
22.
Ulpianus, On the Edict, Book XLV.
If
anyone should appoint a slave the guardian of his son, thinking that
he was free, when, in fact, he was a slave; he shall neither become
free, nor act as guardian under the provisions of the will.
23.
Africanus, Questions, Book VIII.
The
appointment of a guardian is not legally made in the following terms:
"Titius shall be the guardian of such-and-such of my children,
whichever he prefers". For what could we say if Titius refused
to decide for which one of the children he preferred to be the guardian?
(1)
A guardian can, however, be properly appointed in the following terms:
"I appoint Titius to be the guardian of So-and-So, my son, if
he is willing".
24.
Javolenus, On Cassius, Book V.
Where
there are several guardians, it is superfluous to petition the Praetor
to appoint a curator for the purpose of conducting a lawsuit against
one of them, because the ward can begin the action with the authority
of another guardian.
25.
Modestinus, Pandects, Book IV.
Where
a guardian is appointed for two minors, even if he can excuse himself
from the guardianship of one of them, he will still remain the guardian
of the other, if the property of the minors is separate.
26.
Papinianus, Opinions, Book IV.
In
accordance with our laws, the guardianship of their common children
cannot be left to the mother by the father's will, and if the Governor
of the province, through ignorance, should decide that the will of
the father shall be carried out, his successor cannot properly adopt
his decision which is not permitted by our laws.
(1)
A guardian is not considered to be an honorary one that the father
appointed for the purpose of receiving accounts from other guardians,
whom he directed to transact the business of his children.
(2)
Where a son, who is disinherited, was provided with a guardian by
the last will of his father, and desires to institute proceedings
against the will as inofficious, the appointment of the guardian must
be confirmed by the Praetor; and the result of the action will establish
whether he received his authority from the will of the father, or
from the decree of the Praetor.
27.
Tryphoninus, Disputations, Book XIV.
The
same rule applies where the defence is set up in the name of the ward
that his father died intestate, or where the allegation that the will
is forged is made in the name of the ward; and if a paternal uncle
is living, he will become the legal guardian ab intestato,
because a guardian cannot be appointed for a ward who is already provided
with one. It is, however, more convenient that the guardian mentioned
in the will should be appointed by the Praetor, so that the legal
guardian may authorize the ward to proceed without any prejudice to
the case.
(1)
Where a paternal uncle, whom the ward declares ought to be his lawful
guardian, accuses him of being a supposititious child, and claims
that the estate lawfully belongs to him; Julianus is of the opinion
that application for the appointment of another guardian should be
made.
28.
Papinianus, Opinions, Book IV.
Where
a testamentary guardian is unwilling to undertake the duties of the
office, and gives reasons for which he should be excused, he shall
be deprived of any legacies which may been bequeathed to his children
by the will; provided the latter have deserved these legacies not
through special affection, but for the sake of their father.
(1)
When a slave has been manumitted under the terms of a trust, he cannot
legally be appointed a guardian by will. Hence, after his freedom
has been granted him, he may be called to the guardianship in accordance
with the desire of the testator.
(2)
A patron cannot appoint a guardian for his freedman by will, but the
Praetor can carry out his wishes if, after examination, he finds the
character of the appointee to be suitable.
29.
The Same, Opinions, Book XV.
According
to the terms of the Libonian Decree of the Senate, a person cannot
act who appointed himself the testamentary guardian of a ward. For
as the intention of the father is not doubtful, since he stated it
in an instrument in his own hand, I gave the opinion that he should
be appointed curator, even though there may be other guardians. In
this instance, the excuse to which he would be entitled by law should
not be admitted, since he is held to have bound himself, nor can he
be removed on the ground of suspicion.
30.
Paulus, Questions, Book VI.
Two
persons are named Titius, father and son; Titius is appointed guardian,
but it does not appear which one the testator meant. I ask what is
the law in the case? The answer was, that he should be appointed whom
the testator had in his mind. If his intention is not apparent the
law is not defective, but the evidence is lacking. Therefore neither
of them can act as guardian.
31.
Scaevola, Questions, Book IV.
If
a father should appoint guardians for a daughter whom he has disinherited,
and the will should be declared to be broken on account of the birth
of a posthumous child, it will be best for the said guardians to be
appointed for the ward, for the purpose of claiming the inheritance
of the intestate.
32.
Paulus, Opinions, Book IX.
I ask
whether anyone can appoint as testamentary guardians citizens who
do not reside in the same town as the ward. Paulus answered that he
can do so.
(1)
Paulus also gives it as his opinion that a man who has been appointed
guardian on account of his knowledge of certain matters, can legally
be sued with reference to everything pertaining to the administration
of the office, just as other guardians appointed by the same will.
(2)
Lucius Titius appointed his minor children his heirs, and appointed
guardians for them in the following words: "Gaius Maevius and
Lucius Eros shall be the guardians of my children". But he did
not bequeath his freedom to Eros, who was a slave. The latter, however,
was under the age of twenty-five years, and I ask whether he could
claim his freedom. Paulus gave it as his opinion, that as it had been
decided that a slave who was appointed a guardian by his master is
considered to have deserved his freedom, he also, with respect to
whom the inquiry is made, should be considered to be in the same position,
and therefore should be free as soon as the estate was entered upon,
and should be entitled to the guardianship when he attained lawful
age.
33.
Javolenus, On the Last Works of Labeo, Book VIII.
Certain
guardians were appointed as follows: "I appoint Lucius Titius
guardian, and if he should not be living, I then appoint Gaius Plautius".
Titius lived and administered the guardianship, and afterwards died.
Trebatius denies that the guardianship belongs to Plautius; Labeo
holds the opposite opinion, and Proculus agrees with him; but I have
adopted the opinion of Trebatius because the words of the testator
have reference to the time of death.
34.
Scaevola, Digest, Book X.
A testator
appointed other guardians by a codicil because those whom he had appointed
by will were either dead, or had offered good excuses for declining
to accept the trust. Shall the surviving guardians, who were not excused,
still remain in office? The answer was that there was nothing in the
facts stated to prevent them from continuing in office.
Tit. 3.
Concerning the confirmation of a guardian or a curator.
1. Modestinus, Excuses, Book VI.
In
order that we may not leave anything having reference to the confirmation
of guardians undiscussed, we will make a few observations on this
subject.
(1)
Certain guardians are properly appointed by will, that is to say,
where this is done by those who have a right to do so and for those
who must accept them, and in the manner and at the place where this
should be done. A father can lawfully appoint a guardian for his children
or his grandchildren who are under his control, but he must do this
by will. Where, however, a person makes the appointment who cannot
do so, as for instance, a mother, a patron, or a stranger, or where
a guardian is appointed for anyone illegally; for example, when a
father appoints a guardian for his son or daughter who is not under
his control, or if he should say: "I request you to take charge
of the affairs of my son", or if he should appoint a guardian
or curator by a codicil which is not confirmed by a will; in these
instances, the Imperial Constitutions permit anything that may be
lacking to be supplied by the consular authorities, and the guardians
to be confirmed in accordance with the intention of the testator.
(2)
And if, indeed, the father should appoint a guardian without making
any complete and thorough investigation as to his character and qualifications,
he shall be confirmed without ceremony. Where, however, anyone else
appoints one, inquiry shall be made whether he is fit for the place.
(3)
It is also necessary to know that, while a curator cannot legally
be appointed by will, still, if he is appointed, it is customary for
him to be confirmed.
2.
Neratius, Rules, Book III.
A woman
cannot legally appoint a guardian by will, but if she should do so,
he shall be confirmed by the decree of the Praetor or the Proconsul,
after an examination has been made; and he shall not be required to
give security to the ward for the preservation of his property.
(1)
If a curator should be appointed by the will of a mother for her children,
the appointment will be confirmed by a decree after an investigation
has been made.
3.
Julianus, Digest, Book XXI.
Where
a guardian is appointed by a father in a will which is not regular,
or which does not conform to the law, he must be confirmed for the
purpose of administering the guardianship, just as if he had been
appointed guardian under the will; that is to say, he will be excused
from giving security.
4.
Paulus, On the Excuses of Guardianship.
When
a patron or a stranger appoints a guardian for a minor whom he has
named as his heir, and the ward has no other property; it is well
to hold that his wishes should be carried out, as he was acquainted
with the person whom he wished to be the guardian, and he was so much
attached to the minor that he made him his heir.
5.
Papinianus, Questions, Book XI.
The
Praetor orders magistrates to confirm guardians appointed by the will
of a paternal uncle. They should also take security, nor will the
wishes of a party who could not appoint a guardian excuse the negligence
of the magistrate. Finally, the Praetor cannot issue his decree before
the guardians, by means of an examination, shall have been declared
eligible. Whence it follows that if they should not be solvent at
the time the guardianship was established, an action will be granted
against the magistrates for the amount which cannot be made good out
of the property of the guardians.
6.
The Same, Opinions, Book V.
Where
a father appoints a guardian for a son who has arrived at puberty,
or appoints a curator for one who has not yet done so, the Praetor
should confirm him without any inquiry.
7.
Hermogenianus, Epitomes of Law, Book II.
A guardian
cannot legally be appointed by a father for his natural son, to whom
nothing has been left, nor can he be confirmed without an investigation.
(1)
Where the question is asked whether a guardian is legally appointed
after an examination, the following four matters should be taken into
consideration, namely: whether the party who made the appointment
had a right to do so; whether he who was appointed has accepted; whether
the power of appointing the other party was vested in him; and whether
the decree of confirmation was rendered in court.
8.
Tryphoninus, Disputations, Book XIV.
In
the case of confirmation of a guardian, the Praetor should ascertain
whether the intention of the father continued to exist. This is readily
done where the latter illegally appointed either guardians or curators,
at the time of his death; for if he appointed them several years before,
and, in the meantime, a diminution of the property of the parties
illegally appointed by him has taken place, or their bad character
previously concealed, or unknown, has been discovered, or where hostility
against the father has arisen;
9.
Paulus, Concerning Judicial Inquiries.
Or
where they have incurred some liability to the Treasury through a
contract,
10.
Tryphoninus, Disputations, Book XIV.
The
Praetor shall consult the interest of the wards, and not inflexibly
adhere to the terms of the will or the codicil, as he should consider
the intention of the father, where he was not ignorant of those things
which the Praetor himself has learned concerning the guardians. Finally,
what if, after the father has illegally appointed a guardian by a
will or codicil, he should say that he was unwilling for him to act
as guardian? Then, indeed, the Praetor should not carry out the first
wishes of the father which he subsequently abandoned.
11.
Scaevola, Digest, Book XX.
A grandmother
appointed a curator for her grandchildren, after having bequeathed
them certain property in trust. The question arose whether the curator
could be compelled to act? The answer was, that he was not a lawful
curator, but, as something was given him by will, he would be liable
under the trust, even if he should not undertake the curatorship,
unless he refused to accept what had been given him, or was ready
to surrender it.
(1)
The question also arose whether such a curator was obliged to give
security to the grandchildren. I answered that he was not; but, as
the surrender of the trust could be demanded of him, he should furnish
security for its faithful administration.
Tit. 4.
Concerning legal guardians.
1. Ulpianus, On Sabinus, Book XIV.
By
the Law of the Twelve Tables, legal guardianships are granted to agnates
and blood relatives, as well as to patrons, that is to say, to those
persons who can be admitted to lawful inheritance. This rule has been
established most wisely, in order that those who expect the succession
may protect the property to prevent it from being wasted.
(1)
It sometimes occurs that the expectation of the succession belongs
to one person and the guardianship to another; as, for instance, where
there is a female blood-relative of the guardian, for the inheritance,
in fact, belongs to a female agnate, but a male agnate is entitled
to the guardianship. The same rule applies in the case of freedmen,
where there is a female patron and the son of a male patron, for the
latter will obtain the guardianship, and the former the estate. This
is also the case where there is a daughter of the patron and a grandson
of the latter.
(2)
Where a brother of the ward is in the hands of the enemy, the guardianship
is not granted to an agnate of the next degree; and if the patron
is in the hands of the enemy, the guardianship is not granted to the
son of the latter, but a temporary appointment is made by the Praetor.
(3)
Sometimes, also, guardianship is established without inheritance,
and sometimes inheritance without guardianship; as, for instance,
in the case of a party who conceals himself after he has been asked
to manumit his slave, for the Divine Pius stated, as a general rule,
in a Rescript to Aurelius Bassus, that a party would not be entitled
to the right of patronage, in the following words: "It is clear
that the reluctance of persons who wish to avoid the grant of freedom
prescribed by a trust, shall be punished by not being permitted to
acquire the right of patronage over him whom they do not wish to be
free." The same rule will apply where a freedman is assigned
to the daughter of the patron, for the guardianship will remain with
her brothers, as Marcellus states, and the lawful inheritance will
belong to their sister.
2.
The Same, On Sabinus, Book XXXVII.
There
is no doubt that legal guardianship is lost by a change of the civil
status of the ward, even if he should not have lost his citizenship.
3.
The Same, On Sabinus, Book XXXVIII.
Legal
guardianship, which is granted to patrons by the Law of the Twelve
Tables, is not, indeed, granted expressly or specifically, but as
the result of the right of succession conferred upon patrons by this
same law.
(1)
Therefore a man who has manumitted a slave becomes a guardian by the
Law of the Twelve Tables, whether he acted voluntarily, or whether
he manumitted him, having been obliged to do so by the terms of a
trust.
(2)
But even if he purchased a slave for the purpose of manumitting him,
under this law, and by virtue of a Constitution of the Divine Marcus,
addressed to Ofilius Victorinus, he should obtain his freedom, he
must be held to be the guardian of said slave.
(3)
It is evident that if a slave should obtain his freedom in accordance
with the Rubrian Decree of the Senate, he will not have as guardian
the person charged with his manumission, but, having been liberated
by the will of his master, he will belong to the family of the latter.
In this instance, the guardianship which does not belong to the patron
will belong to the children of the latter. This rule applies to all
freedmen manumitted by will.
(4)
Where two or more persons manumit a slave, all become his guardians.
If, however, a woman should be among those who manumitted him, it
must be held that the males alone will be his guardians.
(5)
Where one of several patrons dies, the guardianship remains with the
survivors, even though the deceased may have left a son. If, however,
a patron is taken by the enemy, his fellow-patrons remain sole guardians
until he is released. In like manner, if one of them is reduced to
slavery, it is evident that the others remain guardians.
(6)
If, however, all of the patrons should die, the guardianship will
then vest in their children.
(7)
Hence, if one of two patrons leaves a son, and the other a grandson,
shall the guardianship vest in the son alone, or also in the grandson,
for the reason that the latter is the next of kin in the family of
his father? This point should be settled in accordance with the rule
governing legal inheritances, for a legal inheritance belongs to the
son alone, and therefore the guardianship descends to the son alone,
and after the son to the grandson.
(8)
It may be asked whether the guardianship should be granted to the
grandson, where the son of the patron is either removed or excused
from serving. Marcellus states that he is of the opinion that the
grandson cannot succeed, and therefore that he must be excluded from
the guardianship, and another appointed in his stead, in order that
succession may not be permitted in such cases.
(9)
Succession should be permitted in legal guardianship not only where
death occurs, but also where forfeiture of civil rights takes place.
Wherefore, where the nearest relative loses his civil rights, he who
is next in degree succeeds to the administration of the guardianship.
(10)
Where a father emancipates his son or his daughter, his grandson or
his granddaughter, or any other descendants under age whom he has
subject to his authority, he occupies the place of their legal guardian.
4.
Modestinus, Differences, Book IV.
Where
a man dies leaving children who have attained their majority, they
become the fiduciary guardians of their brothers or sisters.
5.
Ulpianus, On the Edict, Book XXXV.
No
one appoints legal guardians, for the Law of the Twelve Tables constitutes
them such.
(1)
While, however, it is certain that they should be compelled to give
security, many authorities hold that even a patron and his son, as
well as his other descendants, can be forced to give bond for the
preservation of the property of their wards. It is better to leave
it to the judgment of the Praetor, after proper investigation, whether
the patron and his children should furnish security or not; so that
if the party in question is honest, the security may be remitted,
and especially if the estate is of small value. Where, however, the
patron is of inferior rank, or of doubtful integrity, it must be held
in this case that there is ground to exact security, if either the
amount of the responsibility, or the rank of the person, or any other
good reason should require it to be given.
(2)
The question arises in the case of legal guardians, and in that of
those appointed by magistrates, whether the guardianship can be granted
to one of them alone. Labeo says that guardianship can be properly
granted to one of them, for it may happen that the others are either
absent, or insane. This opinion should be accepted on account of its
utility, and the administration of the guardianship granted to one
of the parties.
(3)
Can these guardians then institute proceedings against one another,
in accordance with the rule above stated? The better opinion is, that
if all of them did not give security, or if the time for giving it
has expired (for sometimes security is not required of them, or it
has not been sufficient or the municipal magistrates by whom they
were appointed either could not exact it, or were unwilling to do
so), it may be said with respect to them, that proceedings can be
instituted where security has not been furnished.
(4)
Can the same be said with reference to patrons, especially where security
is not given? I think that, in the case of patrons, proceedings cannot
be instituted, unless where there is good cause for it, in order that
no one may lessen the expectation of succession. For if guardianship
should not be granted to one patron, he will still be liable for any
loss caused by his co-patron who alone improperly administers the
affairs of the ward.
(5)
Where a legal guardian forfeits his civil rights, it must be said
that he no longer has a right to act, and that the guardianship having
been terminated, there is ground for the appointment of a guardian
by the court.
6.
Paulus, On the Edict, Book XXXVIII.
Where
a parent dies intestate, guardianship is granted to his next of kin.
A person, however, is held to die intestate, not only where he did
not make a will, but also where he did not appoint guardians for his
children, as in this instance, he dies intestate, so far as guardianship
is concerned. We hold that the same rule applies where a testamentary
guardian dies while the ward is still under the age of puberty, for,
in this case, his guardianship vests in the next of kin on the father's
side.
7.
Gaius, Institutes, Book I.
Those
are agnates who are connected by relationship to persons of the male
sex, just as cognates on the father's side; as, for instance, a brother
begotten by the same father, the son of a brother, or a grandson sprung
from the latter; and, in like manner, a paternal uncle, the son of
the latter, or a grandson descended from him.
8.
Paulus, On the Edict, Book XXXVIII.
If
I leave a son under the age of puberty, my brother and a grandson
by another son will both be guardians of my said son, if they have
arrived at full age, because they are in the same degree of relationship.
9.
Gaius, On the Provincial Edict, Book XII.
Where
there are several agnates, the next of kin among them will obtain
the guardianship, but where there are several in the same degree,
they will all be entitled to it.
10.
Hermogenianus, Epitomes of Law, Book II.
A woman
who is next of kin on the father's side, cannot prevent another relative
in a more remote degree from obtaining the guardianship of a child
who has not arrived at puberty; and therefore a paternal uncle will
be the legal guardian of the son of his brother even though the latter
may have left a sister. Nor can a paternal or a maternal aunt prevent
a great uncle or his nephews from becoming guardians.
(1)
A person who is deaf and dumb cannot become a legal guardian, nor
can he be designated by will, or in any other manner whatsoever, so
as to render his appointment valid.
Tit. 5.
Concerning guardians and curators who are appointed by those who have
a legal right to do so, and who can be appointed expressly, and under
what circumstances.
1. Ulpianus, On Sabinus, Book XXXIX.
A Proconsul,
a Governor, and the Prefect of Egypt, or one who holds the office
of Proconsul of a province temporarily, either on account of the death
of the Governor, or because the administration of the province has
been committed to him by the latter, can appoint a guardian.
(1)
In accordance with a Rescript of the Divine Marcus, the Deputy of
a Proconsul can also appoint a guardian.
(2)
Where, however, the Governor of a province is permitted to appoint
a guardian, he can only do so for those who were born in said province,
or have their domicile therein.
2.
The Same, On the Edict, Book XXXV.
Where
certain guardians are appointed, and some of them are not present,
the Divine Pius stated in a Rescript that a temporary guardian should
be appointed to perform the duties of the office.
3.
The Same, On the Edict, Book XXXVI.
The
right to appoint guardians is conferred upon all municipal magistrates,
and this is our practice; but the person appointed must be a resident
of the same municipality, or of its territory and be subject to its
jurisdiction.
4.
The Same, On the Lex Julia et Papia, Book IX.
The
Praetor cannot appoint himself a guardian, just as a judge cannot
appoint himself to a judicial office, or an arbiter be created by
his own decision.
5.
Gaius, On the Provincial Edict, Book XII.
It
has always been settled that a Governor can appoint a guardian, whether
the latter be absent or present, for a ward who is either present
or absent;
6.
Ulpianus, On All Tribunals, Book VIII.
Even
though the ward should be ignorant of the fact, and unwilling.
7.
The Same, On All Courts, Book I.
Not
only must a curator be appointed for a girl about to be married, for
the bestowal of her dowry; but one must also be appointed for a minor
who is already married. A curator is also appointed for the purpose
of increasing the dowry, or in order that some change may be made
with reference to it.
8.
The Same, On All Tribunals, Book VIII.
Another
person cannot appoint a guardian, even under the direction of a Governor.
(1)
Where the Praetor or the Governor of a province appoints a guardian
while he is insane or demented, I do not think that the appointment
will be valid; for, even though he may still continue to be Praetor
or Governor, and his insanity does not deprive him of his magistracy,
still, the appointment made by him will be of no force or effect.
(2)
A guardian can be appointed upon any day whatsoever.
(3)
A guardian or a curator can be appointed by a Praetor or a Governor
for a person of either sex who may have become insane, and for one
who is dumb and deaf.
9.
Marcianus, Institutes, Book IX.
Where
proper cause is shown, a guardian may be appointed for a minor who
has not arrived at puberty, for the purpose of permitting him to enter
upon an estate.
10.
The Same, Rules, Book V.
When
a petition is filed for the appointment of a guardian for a minor
who has one that is absent, the appointment, made as if he did not
have any, is void. For whenever, through ignorance of the facts, such
a petition is filed for the appointment of a guardian, the appointment
will not be valid, especially since the promulgation of a Constitution
of the Divine Brothers relative to this subject.
11.
Celsus, Digest, Book XI.
A curator
shall not be appointed for a male or a female minor, if his or her
guardian should be present.
12.
Ulpianus, On the Office of Proconsul, Book III.
The
Proconsul must appoint a curator for those persons who are in such
a condition that they cannot manage their own affairs.
(1)
There is no doubt that a son can be appointed the curator of his father,
although the contrary is stated by Celsus, and many other authorities,
who hold that it is unseemly for a father to be subjected to the authority
of his son; still, the Divine Pius, addressing Justius Celerius, and
also the Divine Brothers, stated in Rescripts that it was better for
a son who was well-behaved to be appointed the curator of his father,
than that a stranger should be.
(2)
The Divine Pius granted the request of a mother for the appointment
of a curator for her spendthrift children in the following words:
"There is nothing novel in the fact that certain persons, even
though they appear to be of sound mind so far as their conversation
is concerned, yet squander their property in such a way that, unless
relief is granted them, they will be reduced to poverty. Therefore,
someone should be chosen who may control them by his advice, for it
is just that we should take care of those who, so far as relates to
their property, act like persons who are insane."
13.
Papinianus, Questions, Book XI.
Where
freedom and an estate are granted to a slave under the age of puberty
by means of a trust, and the appointed heir refuses to accept the
estate, the Senate decreed that he can be forced to do so, if this
is demanded in the name of the minor; just as a guardian may be appointed
for a male or female minor by someone who has the right of appointment,
and he will retain the guardianship until the estate is delivered,
and security given by the heir for the preservation of the property.
The Divine Hadrian subsequently stated in a Rescript that the same
rule should be observed in the case of a slave to whom freedom had
been directly bequeathed.
(1)
Although security for the preservation of the property of a minor
can not readily be exacted from a patron; still, the Senate desired
that he should be considered as a stranger who had deprived the minor
slave of his freedom, so far as it was in his power, and that he should
not be deprived of the right over the freedman which he possessed
because he manumitted him in compliance with the terms of the trust;
but that the guardianship should not be entrusted to him without the
execution of a bond. But what if he did not give security? There is
no doubt that the patron would not be allowed to retain the guardianship.
(2)
When a girl has completed her twelfth year, the guardian ceases to
exercise his authority; still, as it is customary for guardians to
be appointed for minors when they request it; if she should desire
her patron to be appointed curator, his good faith having been ascertained
by an inquiry, shall take the place of a bond.
14.
The Same, Questions, Book XII.
A freedman
cannot be compelled to become the guardian for the children of anyone
but those of his patron or patroness, unless they have expectations
of succeeding to the rights of the latter.
15.
Paulus, On the Edict, Book II.
A curator
should be appointed for the management of the entire business of the
minor, instead of his guardian, where he is absent on business for
the State.
16.
The Same, On the Edict, Book LXXIII.
The
guardian does not cease to hold his office under these circumstances.
This is the law with reference to all guardians who are temporarily
excused.
17.
Ulpianus, On the Edict, Book IX.
Pomponius
states that a guardian can be appointed for a minor who is engaged
in litigation, for the purpose of establishing his civil status. This
is correct, but the appointment will only be valid if the minor should
be ascertained to be free.
18.
The Same, On the Edict, Book LXI.
Where
an, investigation is made with a view to the appointment of a guardian,
this should also be done in the case of a Senator who is to become
the guardian. This opinion Severus stated in a Rescript.
19.
Paulus, On Plautius, Book XVI.
Where
those authorities who have a right to appoint guardians are absent,
the Decurions are ordered to appoint them, provided the majority agree.
There is no doubt that they can appoint one of their own number.
(1)
There is no question that one of two municipal magistrates can appoint
his colleague a guardian.
20.
Modestinus, Differences, Book VII.
A guardian
cannot be appointed for an unborn child by the magistrates of the
Roman people, but a curator can be; for this is provided by the Edict
relating to the appointment of a curator. The rule of law does not
prevent another curator from being appointed for a person who already
has one.
21.
The Same, Excuses, Book I.
The
magistrates should be informed that they cannot appoint women the
curators of minors.
(1)
If a mother should appoint her children her heirs under the condition
that they shall be free from the authority of their father, and they
should become free and heirs for this reason, their father cannot
be appointed their curator, even if he should desire it; in order
to prevent what the testatrix was unwilling to take place from being
done. This rule was established by the Divine Severus.
(2)
Where anyone has been forbidden to be a guardian by the parents of
the minor, he cannot be appointed by the magistrates, and if he should
be appointed, he can be prevented from acting as guardian without
prejudice to his reputation.
(3)
Magistrates cannot appoint as guardians or curators persons who are
on an embassy; because during the time that they are so employed,
the responsibility of guardianship does not attach to them.
(4)
If a chief magistrate at Rome appoints as guardian a man of a province
who is employed in the business of an embassy, he shall be discharged.
(5)
It is necessary for a magistrate, among other things, to inquire into
the morals of the parties to be appointed guardians, for neither their
means nor their rank are sufficient to establish their integrity,
or take the place of benevolent intentions and affable manners.
(6)
The magistrate should be especially careful not to appoint those who
thrust themselves forward for that purpose, or who offer bribes; for
it has been established that such persons are liable to punishment.
22.
The Same, Excuses, Book V.
Those
who are not of Consular or Senatorial dignity can be appointed guardians
for persons of that rank; just as persons of Consular or Senatorial
dignity can be appointed for those who are not of that rank.
23.
The Same, Pandects, Book IV.
Several
guardians may be appointed at the same time.
24.
Paulus, Opinions, Book IX.
The
Divine Marcus and Verus to Cornelius Proculus: "Whenever suitable
persons to be appointed guardians cannot be found in the city of which
the minors are natives, it shall be the duty of the magistrates to
make inquiry in the neighboring towns for persons of excellent reputation,
and send their names to the Governor of the province, but they cannot
themselves claim the right to appoint them."
25.
The Same, Opinions, Book XII.
Where
a curator is appointed for a minor for any reason whatsoever, he will
continue to exercise his curatorship until the minor arrives at the
age of puberty. After that time, the minor should request that another
curator be appointed for him.
26.
Scaevola, Opinions, Book II.
By
a decree of the Praetor, a guardian was appointed for Seia, who had
passed the age of twelve years, after an investigation had been made,
just as in the case of a minor. I ask whether he should be excused?
I answered that, according to the facts stated, an excuse was not
necessary, and that he could not be held liable for not assuming the
guardianship.
27.
Hermogenianus, Epitomes of Law, Book II.
The
Praetor can appoint a guardian for the transaction of business at
Rome, where the minor has property in the province, as well as at
Rome; and the Governor of the province can appoint one for the administration
of his affairs in the province.
(1)
Freedmen should be appointed guardians for other freedmen, but even
if a freeborn man should be appointed, he will continue to be guardian,
unless he can give a good reason for being excused.
28.
Paulus, Decrees, Book II.
Romanius
Appulus took an appeal from a judge, alleging that his colleague should
not have been appointed with him in the guardianship, for the reason
that the latter had been appointed by him while he was acting magistrate,
on his own responsibility, to avoid his being subjected to a double
liability, growing out of a single guardianship. The Emperor decreed
that the same party could be surety for a guardian, and, nevertheless,
be appointed a guardian. Therefore, he was retained in the guardianship.
29.
The Same, Concerning Judicial Inquiries.
If
persons who are appointed guardians or curators are at a distance;
the Divine Marcus stated in a Rescript that they should be notified
by the magistrates of their appointment, within thirty days.
Tit. 6.
Concerning those who may demand guardians or curators, and where this
can be done.
1. Modestinus, Differences, Book VII.
The
petition of a mother for the appointment of a guardian for her children,
but not for the appointment of a curator for them, shall be considered;
unless where the appointment of a curator is requested for a child
under the age of puberty.
2.
The Same, Excuses, Book I.
Where
minors have no one who can legally act for them as defenders, and
they require guardians on account of their age, they can request that
their next of kin, or those who are connected with them by affinity,
or members of the family of their male or female relatives, be appointed
their guardians, and the friends of their parents and the teachers
of the children themselves can ask that this be done.
(1)
Therefore, strangers can voluntarily ask for the appointment of guardians,
but there are certain persons who are required to apply for this to
be done; as, for instance, the mother and freedmen, for the former
would suffer loss, and the latter be liable to punishment, if they
should not request the appointment of those who can act as defenders
under the law. For the mother would be excluded from the lawful succession
of her son because, having neglected to have a guardian appointed
for him, she would be considered unworthy to legally inherit his estate.
And not only would this be the case if she did not request the appointment
at all, or if, merely to satisfy the requirements of the law, she
should ask the appointment of one who is liable to be discharged,
and afterwards he should be discharged or removed; and she did not
then ask for the appointment of another, or intentionally sought the
appointment of persons of bad character. Moreover, freedmen who on
this account are accused before the Governor can be punished, if it
should appear that, either through negligence or malice, they did
not request the appointment of a guardian.
(2)
What has just been stated with reference to a mother is set forth
in an Epistle of the Divine Severus, the terms of which are as follows:
"The Divine Severus to Cuspius Rufinus. I desire all persons
to know that I pay special attention to the relief of wards, as this
is a matter which relates to the public welfare. And, therefore, where
a mother does not apply for the appointment of suitable guardians
for her children, or where those who have been previously appointed
have been excused or rejected, and she does not immediately ask for
the appointment of others; she shall not be entitled to claim the
property of any of her children who may die intestate."
(3)
Where anyone, for instance, a creditor or a legatee, or any other
person, finds it necessary to institute proceedings against a minor,
he himself cannot ask that a guardian be appointed for said minor;
but he can make the request of those who can apply for such an appointment,
and if they neglect to do so, he can then appear before the Governor
and state the facts to him, so that the legal requirements having
been observed, he can proceed against the aforesaid minor.
(4)
So much with reference to guardians. Minors can themselves apply for
the appointment of curators, if they are present; but if any of them
should be absent, he can make the application by means of an attorney.
(5)
The question arises whether another party can apply for the appointment
of a curator for a minor. The distinguished Ulpianus states that another
cannot make such an application, but that the minor himself must make
it. And it is stated by Paulus in the Ninth Book of Opinions, that
the appointment of a curator cannot legally be requested by a guardian,
where a female ward is ignorant of the fact, or does not direct this
to be done; and that he who makes such an application shall very properly
be compelled to be responsible for the business transacted by the
illegally appointed curator. In another part of the same book, he
gives it as his opinion that, if the Emperor, on the application of
a mother, should appoint a guardian for her daughter, she must assume
the responsibility for his administration of the curatorship.
(6)
Those who are discharged from guardianship, on account of any excuse
whatsoever, are not required to apply for another guardian for their
wards; as is stated in the Constitution of Severus and Antoninus.
3.
Paulus, Opinions, Book X.
I gave
it as my opinion that the magistrate himself can be appointed by a
resolution of the Decurions.
4.
Tryphoninus, Disputations, Book XIII.
It
must be held that a woman comes within the scope of the constitution,
when she does not ask that guardians legally appointed for minor children
by a will or codicil of their father, shall be confirmed by a magisterial
decree.
(1)
Where, however, several suitable guardians have been appointed, and
one of them either dies or is excused, and the mother does not apply
for the appointment of another in his stead, because the number of
those remaining is sufficient for the administration of the guardianship;
this, indeed, comes within the scope of the constitution, but she
will be excused where the spirit of the same is considered.
(2)
Where a guardian is accused on account of being suspected, and a decree
has been rendered that other guardians shall be associated with him,
the mother should make the application for this to be done, and if
she does not do so, she will be liable under the said constitution.
(3)
Such a mother shall be excluded from claiming any of the property
of her children who may die intestate. Where, however, her husband
charged his son with a trust, and his mother does not ask for the
appointment of a guardian, the condition being if he should die without
children or if he should die intestate; she does not forfeit the right
to claim under the trust, because this is derived from the act of
another party.
(4)
Where, however, a mother does not allege that a guardian is suspicious,
she does not incur liability to punishment according to either the
letter or the spirit of the constitution, because to arrive at such
a conclusion and opinion is the province of a masculine mind; and
a mother can even ignore the offences of a guardian, for it is sufficient
for her to have applied for the appointment of one who, after investigation
by the Praetor, seemed to be suitable, and therefore her judgment
is not sufficient to enable her to select a guardian, but an inquiry
must be undertaken even if she should have appointed a guardian for
her children by will for the administration of her entire estate.
Tit. 7.
Concerning the administration and responsibility of guardians and
curators, whether they have transacted the business of their trusts
or not, and concerning actions and suits which can be brought against
one or all of them.
1. Ulpianus, On the Edict, Book XXXV.
A guardian
can be compelled by extraordinary proceedings to carry on and administer
the guardianship.
(1)
From this the guardian may ascertain that, if he delays to exercise
his functions after he has been appointed, he does so at his own risk.
For it was decided by the Divine Marcus that where a party knows that
he has been appointed a guardian, and does not, within the time prescribed
by law, offer a reasonable excuse, if he has one, he will be responsible
for his failure to act.
(2)
It is sufficient for a guardian to completely defend his ward, whether
he undertakes to do this himself, or under the instructions of the
latter. Guardians should not be compelled to give security in order
to conduct the defence of their wards. They are, therefore, permitted
to institute proceedings themselves, whether they prefer to do so
on their own responsibility, or to produce their wards in court; but
they can only proceed themselves in cases where their wards are infants,
or are absent; but where they have passed their seventh year, and
are present, they can be authorized to act by their guardians.
(3)
In the case of minors, those who bring actions against them can either
summon the minor himself to court, for the purpose of suing him with
the consent of his curator; or they can proceed against the curator
himself to the end that he may conduct the case. Where, however, the
minor is absent, proceedings must, in every instance, be instituted
against his curator.
(4)
In the discharge of their duty, however, the right to bring personal
actions against the debtors of wards or of minors should not be refused
to either guardians or curators, nor should they be denied the right
to give their consent to the former to bring such actions.
2.
The Same, On the Edict, Book IX.
If
the guardian should gain the suit, or should lose it, the action to
enforce the judgment should be granted in favor of, or against the
ward; and this is especially the case where the guardian did not appear
voluntarily in court, or where he could not authorize his ward to
act, either on account of the absence of the latter, or because of
his youth; and this rule the Divine Pius stated in a Rescript. It
is also set forth in many rescripts that an action to enforce the
judgment should always be granted against the ward, where the guardian
has lost the case, unless the ward rejected the estate of his father;
for then it has been repeatedly laid down in rescripts that this cannot
be done, either against the guardian or the ward, and that the property
of the guardian cannot be taken in execution.
(1)
Marcellus goes still farther in the Twentieth Book of the Digest,
and says that if the guardian gives security, and the ward subsequently
rejects the estate, relief must also be granted his sureties. Where,
however, the ward does not reject the estate, relief must be granted
the sureties to the same extent as to the guardian himself, especially
if he has given security on account of the absence or infancy of his
ward.
3.
The Same, On the Edict, Book XXXV.
Where
several curators have been appointed, Pomponius states in the Sixty-eighth
Book on the Edict that even what has been done by any one of them
should be ratified. For in the case of the curators of an insane person,
the Praetor can grant the administration of the curatorship to one
of them, to avoid the loss of any advantage to the person who is insane,
and he will ratify any transaction of his which is not fraudulent.
(1)
Where a grandfather, or a father of the person under his control,
designates by will which of the guardians shall administer the guardianship,
the Praetor held that the latter should do so. And it is reasonable
that the wishes of a parent should be considered, who have merely
consulted the best interests of his son. The Praetor follows the same
rule with reference to those whom a parent has designated in his will,
and he himself confirms them in their office; so that if a parent
should mention the person whom he wishes to administer the guardianship,
he alone shall administer it.
(2)
Therefore, the other guardians will not administer the guardianship,
but they will be what we commonly call "honorary guardians".
But let no one think that no responsibility attaches to them, for
it is established that suit can be brought against them also after
the property of the administering guardian has been exhausted; for
they have been appointed to act as the observers and supervisors of
his acts, and they will be liable if they do not denounce him as suspicious,
when, at any time, they perceive that he is conducting himself improperly.
Therefore, they must assiduously exact an accounting from him, and
carefully pay attention to the manner in which he conducts himself,
and if there is money to be deposited, they must see that this is
done, for the purpose of purchasing land. Those persons deceive themselves,
who think that honorary guardians are not in any respect responsible,
for they are liable in accordance with what we have above stated.
(3)
Although the Praetor may state that he will certainly confer the guardianship
upon the party designated by the testator, still, he sometimes avoids
doing so, as, for instance, where the father has acted without proper
consideration; or where he was a minor under twenty-five years of
age; or where, at the time he made the appointment, the guardian appeared
to be a man of good and thrifty habits, but was afterwards guilty
of bad conduct, of which the testator was ignorant; or where the trust
was conferred upon a party on account of his prosperous circumstances,
and he was afterwards deprived of his property.
(4)
Then, where the father only appointed one guardian, sometimes curators
are associated with him. For our Emperor, together with his father,
stated in a Rescript that, where anyone appoints as guardians his
two freedmen, one for the administration of property in Italy, and
the other for the administration of property in Africa, curators should
be associated with them; the wishes of the father were not complied
with.
(5)
What has been stated with reference to guardians should also be observed
in the case of curators whom the father appointed by will, and who
should be confirmed by the Praetor.
(6)
Therefore it is apparent that the Praetor should be careful to avoid
having the guardianship administered by several persons; for although
the father may not have designated any certain individual to administer
it, still, the Praetor must provide that this be done by one person
alone. For, indeed, it is more easy for a single guardian both to
bring actions and defend them, and that the administration of the
guardianship be not distributed among several individuals.
(7)
Where a guardian has not been selected by the testator, or where he
is unwilling to act, then he shall administer the trust who shall
be appointed by the majority of the guardians. The Praetor must therefore
order them to assemble, and if they do not do so, or, having assembled,
do not come to any conclusion; after proper investigation, he himself
shall determine who shall administer the guardianship.
(8)
It is clear that if the guardians do not accept the decision of the
Praetor, but all of them desire to administer the guardianship, because
they have no confidence in the person who has been selected, and are
not willing that a stranger should be substituted at their risk; it
must be held that the Praetor can permit all of them to administer
the trust.
(9)
Moreover, if the guardians desire to divide the guardianship among
themselves, they shall be heard, in order that the administration
of the same may be distributed among them.
4.
The Same, On the Edict, Book IX.
This
can be done either in shares, or by districts. Where it is divided
in this manner, any one of them can be barred by an exception having
reference to the share, or the district in which he does not administer
the guardianship.
5.
The Same, On the Edict, Book XXXV.
There
is only ground for the deposit of money, (if it can be collected),
where it is available for the purchase of land; for if the guardianship
can be readily proved to be of so little pecuniary importance that
land cannot be purchased for the ward with the money collected, the
deposit need not be made. Therefore, let us consider what should be
the value of the property subject to guardianship to justify a deposit.
And, when the reason for the deposit is stated to be to purchase land
for the wards, it is evident that this should not be held to have
reference to insignificant sums of money. The amount cannot be stated
in general terms, since it is more easy, where proper cause is shown,
for an investigation to be made in individual instances. For the power
of asking sometimes for the deposit of even small amounts should not
be taken away, if the guardians appear to be liable to suspicion.
(1)
A guardian is held to have exercised his functions where he has acted
in any manner which at all concerns his ward, even though it should
be unimportant; and, in this instance, the interference of those who
are accustomed to compel guardians to administer their trusts is not
required.
(2)
Where, after a guardian has once acted, he ceases to discharge his
duties, he can be proceeded against as being suspicious.
(3)
When anyone directs the guardianship to be administered in his behalf,
and this is done by the party who has been directed to do so, there
will be ground for an action on guardianship; for he himself is considered
to have administered it who administers it by another. Where he to
whom the direction was given does not act, the guardian can be sued
by means of a praetorian action.
(4)
Where the debtor of a father administers the guardianship of the son,
he will be liable to an action on guardianship, even on account of
what he owed the father.
(5)
If a guardian should not notify his ward, who had arrived at puberty,
to apply for curators for himself (as he who has administered a guardianship
is ordered to do by the Sacred Constitutions), will he be liable to
an action on guardianship? I think the better opinion is that the
action on guardianship will be sufficient, as the necessity to give
notice is a part of the duty attaching to the guardianship, even though
it may be given after puberty.
(6)
If, after the minor has reached his twenty-fifth year, accounts have
not been rendered, nor the documents relative to an action already
begun have been produced, it concerns the good faith and probity of
the curators to proceed with the action instituted by their advice.
Therefore, if they fail to attend to these things which are required
of them, I think that the better opinion is, that a suit based on
voluntary agency will be sufficient, even though the time of the curatorship
has expired; provided no account of this matter has been rendered.
(7)
Julianus proposes the following in the Twenty-first Book of the Digest.
A certain man, at his death, appointed guardians for his children,
and added: "And I desire that they be not required to render
an account." Julianus says that these guardians should be held
liable, unless they had shown good faith in the administration of
their trust, although it was stated in the will that they should not
be accountable; nor, as Julianus says, should anyone be prosecuted
on this ground because of the trust. And this opinion is correct,
for no one can by means of provisions of this description release
another from the application of the public law, or change the form
established in ancient times. Anyone, however, can bequeath to another,
or leave him by means of a trust, an indemnification for some wrong
which he has suffered on account of guardianship.
(8)
Papinianus stated the following case in the Fifth Book of Opinions.
A father directed the guardianship of his children to be administered
by the advice of their mother, and, with this end in view, released
the guardians. The duty of the guardians will not, for this reason,
in any way be lessened, but it is proper for good citizens to adopt
the beneficial counsel of the mother, although neither the release
of the guardians, nor the wishes of the father, nor the intervention
of the mother, will, in any way, diminish their responsibility.
(9)
Guardians are permitted to disregard the directions of the father
to a certain extent; as, where the latter provided that none of his
property should be sold, or that none of his slaves or his clothing,
or his houses, or any of his effects, which were perishable, should
be disposed of; they can take no account of this wish of the father.
(10)
The guardian is hereby notified that the responsibility of the trust
will attach to him from the time that he knows that he is a guardian.
It is sufficient if he has obtained the information in any way whatsoever,
and it is not necessary for him to be notified in the presence of
witnesses; for, if he has learned the fact from any source whatever
outside of the will, there is no doubt that the responsibility will
attach to him.
6.
The Same, On the Edict, Book XXXVI.
The
ward, however, must prove that the guardian was aware of his appointment.
7.
The Same, On the Edict, Book XXXV.
The
guardian who does not make out a schedule of the property, commonly
called an inventory, is considered to have acted fraudulently, unless
some necessary and just cause can be alleged for his not doing so.
Therefore, if anyone fraudulently fails to make an inventory, he is
in a position to be liable to indemnify the ward for his entire interest
in the matter, which can be ascertained by an oath taken in court.
Hence the guardian should not transact any business before the inventory
has been made, unless there is something which cannot admit of even
slight delay.
(1)
Where a guardian is guilty of delay in the sale of perishable property,
he does this at his own risk, for he should at once perform the duties
of his office. But what if he says that he was waiting for his fellow-guardians,
who have either failed to appear, or wished to excuse themselves;
should he be excused? He will not be readily excused, for he should
perform his duties, not indeed precipitately, but without any unnecessary
delay.
(2)
An action on guardianship will lie against guardians, if they have
made an injurious contract; for instance, if, through corruption or
favor, they have purchased property which was not in good condition.
But what if they had not acted dishonestly, or shown undue favor,
but merely did not select property which was in good condition? One
could very properly say, in this instance, that they ought only to
be responsible for gross negligence.
(3)
If, after the deposit of the money, guardians should neglect to purchase
real estate, they begin to be liable for interest. For, although they
must be compelled by the Praetor to make the purchase; still, if they
fail to do so, they should be forced to pay interest on account of
the delay, unless they are not responsible for the failure to purchase
the property.
(4)
Guardians must pay legal interest on money belonging to their wards
which they convert to their own use, but only in case it is clearly
established that they have employed it for their own purposes. But
where a guardian did not lend the money at interest, or did not deposit
it, he is not held to have converted it to his own use. The Divine
Severus promulgated a decree to this effect, hence it must be proved
that the guardian converted the money to his own use.
(5)
We do not consider that a guardian has converted money to his own
use who, being the debtor of the father of his ward, did not afterwards
make payment to him; for he will be liable in this case for the same
interest which he promised to pay to the father.
(6)
Where a guardian lends the money of his ward at interest in his own
name, he can only be compelled to pay the interest which he himself
collected, if the ward is willing to assume the risk of other loans.
(7)
Where it was necessary to deposit money for the purchase of land,
and this took place, interest will not run. Where, however, this was
not done, and no direction was given to make the deposit, then only
the interest due on money belonging to the ward must be paid, but
if such direction was given, and the ward neglects to follow it, it
should be considered what rate of interest will be payable. The Praetors
are accustomed to warn guardians that if the deposit is not made,
or if it is made after the time prescribed, lawful interest can be
collected. Therefore, if this warning has been given, the judge having
jurisdiction of the case, at any time, must follow the decree of the
Praetor.
(8)
The Praetors are accustomed to give the same warning with reference
to those guardians who deny that they have anything in their hands
for the support of their wards; so that, if it should be established
that they did have anything, higher interest may be paid; and it is
clear that the judge must pursue this course in addition to the infliction
of another penalty.
(9)
The guardian must pay interest on all sums of money remaining in his
hands.
(10)
It should be understood what the interest is which is designated "pupillar".
It appears that this rate of interest is the legal one which the guardian
must pay on money which he has converted to his own use; but where
he denies that there is any money in his hands, and the Praetor renders
a decision against him, he must pay the legal interest; or where he
has been guilty of delay in depositing the money and the Praetor has
rendered a decision against him for legal interest. But where he denies
that any money of the ward is in his hands, and he imposes the necessity
of borrowing money at legal interest upon the ward for the purpose
of meeting his expenses, the guardian will be liable for legal interest.
The same rule applies where he collects legal interest from the debtors
of the ward. He will also be liable for interest for other reasons,
according to the custom of the province; that is, for either five
per cent, or four per cent, or for any lower rate, if this is the
practice in the province.
(11)
Interest is not exacted from guardians immediately, but its collection
or investment should be required after a certain time, that is to
say, two months. It is customary to observe this rule in an action
on guardianship. This delay or indulgence should not be granted to
those who convert the money of wards or minors to their own use.
(12)
Where a guardian or a curator retains for his own use interest which
he has collected, he should be liable for the said interest, for it
certainly makes very little difference whether he misappropriates
either the principal or the interest of his ward.
(13)
The heirs of a curator will be liable for the interest of money deposited
in a chest, until they make application for the appointment of another
curator in the place of the deceased.
(14)
Where a guardian has judgment rendered against him on account of the
acts of his fellow-guardian, the question arises whether he shall
also be required to pay interest. It is established, as is stated
in many rescripts, and as Papinianus holds in the Twelfth Book of
Questions, that he must be also required to pay interest, if he has
failed to denounce his fellow-guardian as suspicious. And, indeed,
he should be compelled to pay the interest to which he is liable on
account of his administration.
(15)
It should be noted that a guardian owes interest on money remaining
in his hands after the termination of his office, until the day on
which he relinquished the guardianship.
8.
The Same, On the Edict, Book XXIII.
Where
the ward, whose guardianship is being administered, brings an action
on guardianship, it must be said that he should sometimes wait for
a certain date for the payment of money loaned; for instance, if he
lent money in the name of the ward, and the day for collecting the
same has not yet arrived. It is evident that this only has reference
to money which the guardian could, and should have lent, but if he
should not have lent it the ward will not be required to wait.
9.
The Same, On the Edict, Book XXXVI.
Whenever
a guardian lends money belonging to a ward at interest, a stipulation
should be entered into in the following manner: the ward, or one of
his slaves, should stipulate for the payment of the money. Where,
however, the ward is not of an age to be able to stipulate, and has
no slave, then the guardian under whose control he is should make
the stipulation. In this instance, Julianus very properly states than
an equitable action should be granted to the ward. If, however, the
latter should be absent, there is no doubt that the guardian can stipulate
in his name.
(1)
Where the head of a family gives to his son, as guardian, a person
for whom he has become security, it is the duty of the guardian to
pay the debt to his creditor when the day of payment arrives; therefore,
if he fails to do so, and his ward, having passed his minority, should
pay the debt on account of the security given by his father, he can
proceed against his guardian, not only by an action of mandate, but
also by one on guardianship; for the guardian is responsible for non-payment
of the debt. If, however, the guardian only became indebted after
the expiration of a certain time, it is held by some authorities that
this does not come within the scope of an action on guardianship,
provided the day of payment did not arrive until after the termination
of the trust. But if the day arrives during the existence of the guardianship,
they hold that undoubtedly it will be embraced in the action. I am
of the opinion that both these decisions are correct, where the guardian
is in a fair way to become insolvent, but if he should be solvent,
it will not come within the scope of the action of guardianship. Nor
should anyone think that this will be of no effect; for if it should
be said that it is included in the action, and there is ground for
the claim to be preferred, the sureties will be liable if an undertaking
has been given for the preservation of the property.
(2)
Moreover, if the guardian should be liable to a suit which will be
barred by lapse of time, it must be said that there is ground for
the claim being included in the action on guardianship, in order that
the action may become perpetual.
(3)
And, generally speaking, with reference to what a guardian is liable
for to his ward as against a third party, he is also liable as against
himself, where he owes the debt, and perhaps even more so; for he
cannot make others pay against whom he has no right of action, but
he can do this where he himself is concerned.
(4)
Where a guardian owes money to the father of his ward at a higher
rate of interest than the pupillar rate; it must be considered whether
he is liable to him for anything. And, indeed, if he has paid the
principal, he is not liable for anything, for he was able to pay and
not burden himself with interest; but if he did not make payment of
the principal, he can be compelled to pay the interest which he should
exact from himself.
(5)
Just as the guardian should pay what he owes, so also he can collect
from the ward what is due to him, if he is the creditor of the father
of the former; for he can pay himself, provided there was any money
in his hands with which to do so; and if the interest due to him should
be at a higher rate, the ward will be discharged from liability for
it, because the guardian could have paid himself, just as he could,
and should have paid others.
(6)
It is not necessary, in case he is sued, for him to pay after judgment
is rendered; and therefore if the case of the ward is not well founded,
he should notify him of the fact. Hence the Emperor Antoninus and
his father prohibited guardians from rendering a ward liable for expenses,
if they set up a useless defence, where suit was brought by a creditor;
for guardians are not forbidden to acknowledge a bona fide
claim.
(7)
Not only can a guardian pay himself, but he can also make a record
of money loaned to himself, as Marcellus states in the Eighth Book
of the Digest; and he can render himself liable for money borrowed
from his ward, by stating in his register that it was lent to himself.
(8)
It is established that where a guardian is appointed with reference
to the increase of an estate (as, for instance, on account of a subsequent
accession to the estate of his mother, or with reference to any other
augmentation), it is not customary for him to administer the property
belonging to the former guardianship. If, however, he has failed to
denounce the first guardian as suspicious, or to require security
from him, he shall be punished.
(9)
On the other hand, however, where a guardian or a curator is merely
appointed for a minor, he will be responsible for any increase of
the property which may afterwards take place, although it is customary
for a curator to be appointed to have charge of the increase; which
is not done for the reason that the said increase has no connection
with the care of what has already been acquired, for so far as this
is concerned, the general interest of the ward should also be taken
into consideration. Therefore, where a new curator is appointed, the
responsibility is shared with the guardian, or if one is not appointed,
the former appointee is necessarily held liable for the proper administration
of the trust.
10.
The Same, On the Edict, Book XLIX.
Generally
speaking, a ward is not held to have been properly protected when
there is not done in his name what any good head of a household would
do. Therefore, if a guardian neglects to make payment of a debt, or
does not discharge his duty in the defence of a legal action, or in
a stipulation, he is not considered to have properly protected his
ward.
11.
The Same, On the Edict, Book XXXIII.
The
Divine Pius stated in a Rescript with reference to a ward whose guardian
was judicially decided to be a slave, that the owner of the latter
was not entitled to the privilege of deducting what was due to him
from property which the slave had purchased with the money of the
ward. This rule also should be observed in the case of a curator.
12.
Paulus, On the Edict, Book XXXVIII.
Where
several guardians administer a guardianship, an action in the name
of a ward cannot be granted to any of them against his fellow-guardians.
(1)
According to the Rescripts of Trajan and Hadrian, the transaction
of all business by a guardian in good faith should be ratified. Therefore,
a ward cannot bring an action to recover property which has been legally
sold by his guardian, for it should not be to the advantage of a ward
if the administration of the property should not be approved, for
under such circumstances no one would purchase anything. Nor does
it make any difference whether the guardian is solvent or not, for
if the transaction was a bona fide one, it should be approved;
but if it was fraudulent, the transfer will not be valid.
(2)
It would be too much to grant permission to a guardian to pay expenses
out of the property of his ward, on the ground of preserving the reputation
of the latter, where he could not honorably pay such expenses out
of his own property.
(3)
As a guardian is appointed not only to care for the property of his
ward, but also to exercise supervision of his morals, he should, in
the first place, pay his instructors not the smallest salaries that
he can, but in proportion to the value of the estate, and the rank
of the ward; and he should furnish support for his slaves and freedmen,
and sometimes for those of strangers, if this will be to the advantage
of the ward. He can send the customary presents to his parents and
relatives, but he cannot give a dowry to a sister who is the issue
of another father, even though she otherwise would not be able to
marry; for while this may be done honorably, it nevertheless is a
display of liberality which should depend upon the will of the ward.
(4)
Where a guardian was unable to lend money belonging to his ward, because
there was no one to whom he could lend it, the ward must bear the
loss of the interest.
13.
Gaius, On the Provincial Edict, Book XII.
A guardian
should apportion the number of slaves who are to be in attendance
upon his ward, in accordance with the rank and means of the latter.
(1)
A guardian should not be heard when he alleges that he has not invested
the money of the ward because he could not find a suitable place to
do so, if it is proved that he has invested his own money profitably
during that time.
(2)
In the payment of legacies and the discharge of trusts, the guardian
should be careful not to pay anyone to whom nothing is due. Nor should
he give marriage gifts to the mother or sister of his ward. It is
another thing, however, for the guardian to furnish the mother or
sister of his ward with the necessaries of life, where they are unable
to support themselves, for this should be ratified; as there is much
difference where money is spent for this purpose, and where expense
is incurred for presents or legacies.
14.
Paulus, Abridgments, Book VIII.
One
guardian is responsible for the acts of another if he could and should
have denounced him as suspicious, and sometimes if he could have compelled
him to give security; but if one who is solvent should suddenly lose
his property, no blame can attach to his colleague.
15.
The Same, Opinions, Book II.
Where
a person who is appointed a guardian does not bring suit against those
whom he ascertains to be the debtors of his wards, and on this account
their solvency is affected; or if he does not invest the money belonging
to his ward within six months after his appointment, he himself may
be sued for the money due, as well as for the interest on that which
he did not invest.
16.
The Same, On Sabinus, Book VI.
When,
in an action on guardianship, the question arises what loans made
by the guardian for the ward should be acknowledged; Marcellus thinks
that if the guardian lent money belonging to his ward, and stipulated
in his name, the claims which are considered to be good will belong
to the ward, and those which are bad and improperly contracted will
belong to the guardian. It is, however, held to be the better opinion
for the guardian to leave the choice to the minor, in order that the
latter may either accept or reject all which was done by the guardian
with reference to the claims, so that it will be the same as if the
guardian had transacted the business for himself. This rule also applies
where the guardian lent money in the name of his ward.
17.
Pomponius, On Sabinus, Book XVII.
Where
a guardian is ordered to administer the guardianship by someone who
has authority to do so, and he fails to comply with the order, he
should indemnify his ward from that date, and not from the time when
he was appointed guardian.
18.
Ulpianus, Digest, Book XXI.
Where
a guardian has transacted the business of his ward, even though he
may not have authorized him to act in any matter, there is no doubt
that he will be liable to an action on guardianship; for what can
prevent such a disposition being made of the estate of the ward, that
it will not be necessary for any business to be transacted in which
the authority of the guardian should be interposed?
(1)
Where there are two guardians, and an action is brought against one
of them, the other will not be released from liability.
19.
Ulpianus, Opinions, Book I.
A curator
is not compelled to render an account of his acts to his associate,
but where he does not share the administration with him, or does not
discharge his trust in good faith, he can be denounced as suspicious.
20.
The Same, Concerning the Office of Proconsul.
A guardian,
or a curator whose appeal has been pronounced to be unreasonable,
or where it has not been accepted, will be liable from the time when
he should have undertaken the administration of his office.
21.
Marcellus, Opinions.
Lucius
Titius appointed Gaius Seius, who was under paternal control, the
guardian of his son by will. Gaius Seius administered the guardianship
with the knowledge and consent of the father. I ask whether, after
the death of Gaius Seius, an action on guardianship will lie against
his father, and if this be true, for what amount. Marcellus answered
that, according to the facts stated, the father will be liable to
an action de peculio, as well as to one for property employed
for his benefit; and that, in this instance, it does not appear that
the knowledge and consent of the father will have the effect of rendering
him liable for the entire amount, unless a fellow-guardian or some
other party desiring to render him suspected, should appear and assume
the risk.
22.
Paulus, On the Edict, Book III.
A guardian
can renew an obligation for the benefit of his ward, and can bring
a case into court, but donations made by him do not prejudice the
ward.
23.
Ulpianus, On the Edict, Book IX.
It
is generally conceded that a guardian need not give security that
the ward will ratify his act, for the reason that he himself has a
right to bring the matter into court. But what if it should be doubted
whether he was a guardian, or would continue to be such, or whether
the business had been entrusted to him? It is just that his adversary
should not be deceived. The same rule applies in the case of a curator,
as Julianus has stated.
24.
Paulus, On the Edict, Book IX.
It
is customary for an agent to be appointed at the risk of the guardian,
by a decree of the Praetor, whenever the business of the guardianship
is widely distributed, or where the rank, the age, or the health of
the guardian demands it. Where, however, the ward is not yet able
to speak for himself, and appoint an attorney, or where he is absent,
then an agent must necessarily be appointed.
(1)
Where the guardianship has been entrusted at the same time to the
administration of two guardians, either by a parent, fellow-guardians,
or magistrates, it should be understood that one of them will be allowed
to act, because two cannot do so at the same time.
25.
Ulpianus, On the Edict, Book XIII.
When
a minor, with the aid of his curators, files a claim against his guardians,
for a smaller amount than he was entitled to, and, for this reason
he then sues his curators, and judgment is rendered against them for
the amount of the interest which he had in not having the guardians
condemned through the negligence of the curators; cannot restitution
be obtained from the said guardians? Papinianus says, in the Second
Book of Opinions, that restitution can still be made. Hence, if the
curators have not yet paid the judgment, and they take an appeal,
they can be met by an exception on the ground of fraud, to compel
them to assign their rights of action against the guardians. But what
should be done if the curators have already paid the judgment? This
will be an advantage to the guardians, since, in this instance, the
minor will lose nothing, as he will appear to be more solicitous for
gain than for the reparation of his injury; unless, indeed, he is
ready to assign his rights of action to his curators.
26.
Paulus, On the Edict, Book XXIV.
Proceedings
can be instituted against a curator, and one occupying the place of
a guardian, even during the continuance of his administration.
27.
The Same, On Plautius, Book VII.
A guardian
who is administering his trust should be considered as occupying the
place of an owner, with reference to whatever concerns the interests
of his ward.
28.
Marcellus, Digest, Book VIII.
A guardian,
who is summoned to court, gives security in the usual form. If, in
the meantime, the boy arrives at puberty, he cannot be compelled to
conduct the case.
(1)
A guardian who has relinquished the administration of the affairs
of his ward, after the latter has reached the age of puberty, is not
liable for interest on money in his hands which he has already tendered.
However, it seems more just to me that he should not be compelled
to pay interest if he was not responsible for failure to surrender
the guardianship, when it was demanded of him. (Ulpianus says that
it is not sufficient for him to have tendered the money, unless he
deposited it, sealed up, in some safe place.)
29.
The Same, Digest, Book VIII.
This
is especially true in the case of the heir of a guardian, for it would
be extremely unjust that anyone who has passed the age of twenty,
or who is older, should take it into his head to claim what is due
to him under the guardianship, and also to demand interest.
30.
The Same, Digest, Book XXI.
The
principal duty of a guardian is not to leave his ward without protection.
31.
Modestinus, Excuses, Book I.
"The
Divine Severus and Antoninus, Emperors, to Sergius Julianus: The rule
under which individual guardians are sometimes liable in full, to
the extent that each one has administered the guardianship, only applies
before the age of puberty is reached, and is not available if the
administration continues after that time."
32.
The Same, Opinions, Book VI.
A guardian
died without leaving an heir. I ask when a curator was appointed for
his ward, and no inventory, nor any other document has been produced
by the surety, whether the said surety can be sued on the stipulation,
for the amount of the interest of the ward? Modestinus answered that
the surety may be sued for the same amount for which an action can
be brought against the guardian.
(1)
Modestinus was of the opinion that the guardian would in no way be
responsible where he was not guilty of negligence, if the ward should
suffer any injury because receipts for taxes paid were not found.
(2)
Modestinus held that a guardian should render an account to his ward
for any income which he could have collected in good faith from land
belonging to her.
(3)
He also stated that if a guardian collected less from a slave placed
in charge of land, than he should have collected in good faith, he
could, for this reason, retain as much of the peculium of said
slave as he was liable for to the female ward, and that this would
be an advantage to the said guardian; provided he had not entrusted
the management of the property to a wasteful slave.
(4)
A minor, with the consent of his curator, sold a tract of land to
Titius, and afterwards, having ascertained that he had been cheated,
obtained complete restitution, and was ordered to be placed in possession
of the property. I ask, since he did not profit by the said sale,
and it was not proved that any advantage had been obtained by him
with reference to his property, whether the price should not be returned
to the purchaser? Modestinus answered that as the price of the land
sold by the curator did not add to his pecuniary resources, and nothing
had been decided with reference to it at the time when restitution
was ordered by the court, the purchaser would present his claim in
vain.
(5)
He also gave it as his opinion that the minor should not be obliged
to account for any expenses incurred by the purchaser for the sake
of ornament; but if the improvements could be detached from the building
in such a way that it could be left in its former condition (that
is, as it was before the sale), the purchaser must be allowed to remove
them.
(6)
Lucius Titius was the co-heir and curator of his sister, and as he
was a resident of a district in which it was customary for the owners
of land, and not the lessees, to sustain the burdens of taxation,
as well as temporary contributions, he, having followed this practice
and custom, which had always been observed, paid the taxes for the
common and undivided estate. I ask whether, when his accounts were
rendered by the curator, objection could be taken to them that he
did not incur said expenses legally, so far as the share of his sister
was concerned. Modestinus answered that the curator had a right to
render an account to the minor for what was complained of, because
she herself would have been compelled to make the said payment if
she had been managing her own affairs.
(7)
Two guardians, after having made a sale of property belonging to their
ward, divided the money among themselves; and, after this division,
one of them was sent into exile during the existence of the guardianship.
The question arose whether, if the exile appointed an agent, his fellow-guardian
could make a demand on him for his share of the money belonging to
the ward. Modestinus answered that: "If the question was whether,
in case a guardian is exiled, his fellow-guardian can bring an action
on guardianship; I am of the opinion that he can do so."
33.
Callistratus, Concerning Investigations, Book IV.
The
same diligence is required of the guardians and the curators of minors
with reference to the administration of their affairs, as the head
of the family should conscientiously exercise in the transaction of
his own business.
(1)
The duties of a guardian terminate with the appointment of a curator;
and therefore all matters which have been begun are entrusted for
completion to the curator. This the Divine Marcus, together with his
son Commodus, stated in a Rescript.
(2)
The heirs of wards have the same right to choose against what guardians
they may prefer to proceed, just as those whose guardianship is being
administered can do.
(3)
It is stated in the Imperial Constitutions that an account shall be
rendered of any expenses incurred in good faith during the administration
of the guardianship, but, not such as the guardians have incurred
for themselves; unless a certain compensation was fixed by the party
who appointed them.
34.
Julius Aquilia, Opinions.
The
slave of wards should be interrogated for the information of the court,
and the promotion of the interest of the wards.
35.
Papinianus, Questions, Book II.
A guardian
or a curator is compelled to accept from a former guardian or curator,
any credits which he may not think to be good, but he is not obliged
to assume the risk of their collection.
36.
The Same, Questions, Book III.
Guardianship
is divided among guardians. Equity which has introduced the mere right
of compensation does not cease to be applicable on account of the
office and personality of the guardian who brings an action; for the
division of the guardianship is not a matter of law, but one of jurisdiction,
and establishes the measure of administration, but it applies only
to guardians themselves, and should not be an obstacle to parties
who desire to institute proceedings against a ward.
37.
The Same, Questions, Book XI.
Sabinus
and Cassius hold that a guardian, who is administering the guardianship,
becomes liable for his individual acts at different times, just as
in various instances he is liable.
(1)
In accordance with this opinion, where a slave is appointed to sell
the property, or to collect the debts of his master, and after becoming
free, he continues in the same employment; a suit based on voluntary
agency can legally be brought against him on account of past transactions;
even though he could not be held liable during the time he was in
slavery (at least with respect to such matters as were connected with
those that he transacted after obtaining his freedom), for it is held
in the case of a ward, that he can bring an action on guardianship
on account of any business which has been done after he arrived at
puberty, where the recent acts are connected with the former ones,
and that they cannot be divided so as to be placed in separate accounts.
(2)
Hence the question arises which is usually discussed with reference
to a son under paternal control for whom a guardian has been appointed
by will, and he having been emancipated after the termination of the
guardianship, the guardian continues to administer his office. It
follows, from the opinion of Sabinus and Cassius, that the said son
can be sued for the entire amount which relates to the business transacted
after his emancipation; but so far as what took place before this
time is concerned, whether he was not deprived of his peculium,
or whether he was deprived of it, he will only be liable for the amount
which he is able to pay. If the ward should prefer to bring an action
de peculio against his father, based on the former administration
(for the available year will be computed from the time when the guardianship
began), in order that the father may not be taken advantage of by
the computation of the entire period, only the time during which the
son under paternal control administered the guardianship will be included.
38.
The Same, Questions, Book XII.
Where
there are several guardians, who did not administer the guardianship,
and all of them are solvent; will the ward have the right to select
which one he will sue, because no administration of the trust has
taken place; or should all the guardians share the responsibility
in common, as being debtors for the same sum of money? The latter
opinion is the more reasonable one.
(1)
If some of the said guardians are not solvent, the others will undoubtedly
be liable; nor is this unjust, since, through his contumacy, each
one of them becomes responsible for the entire loss sustained by the
ward.
(2)
Wherefore, the question arose whether the ward is obliged to assign
all his rights of action to the guardian, whom alone he has sued,
or, at least, a part of them? But, as the contumacy of each one should
be punished, with what propriety can this be demanded?
39.
The Same, Opinions, Book V.
Guardians
who, after the determination of the guardianship, continue, through
mistake, to retain the management of its affairs, will not be compelled
to be responsible for any claims which were good after the ward arrived
at puberty, as they cannot bring an action to collect them.
(1)
A curator appointed by will by a father, through mistake, busied himself
with the affairs of a minor. Afterwards, other guardians having been
appointed by the Praetor, the former will not incur any liability,
if he did not transact any business after their appointment.
(2)
A testamentary guardian, illegally appointed, transacted the affairs
of the minor in compliance with the wishes of his father. The mistake
having been discovered, the best course to be pursued will be to have
another guardian appointed by the Praetor, to avoid the condemnation
of the former on the ground of fraud or negligence, if he should abandon
the administration which he had already begun. The same rule does
not apply where anyone voluntarily undertakes the management of another's
business, because it is entirely proper for the interests of the owner
to be attended to by the exertions of a friend in any single transaction.
(3)
An heir was appointed without a substitute, and before he entered
upon the estate, which he was obliged to deliver to a minor, died.
As the estate was situated in Italy, and the appointed heir died in
a province, the guardians charged with the administration of property
within the province should, in my opinion, be condemned on the ground
of negligence, if, being aware of the terms of the will, they failed
to look after the interests of the minor; for if the trust had been
discharged in the province, the rights of the heir would have been
protected, and the management of the estate would have devolved upon
those who had undertaken the administration of the guardianship in
Italy.
(4)
The right of action against a guardian must not be denied a creditor
who made a contract with the guardian himself, where the latter caused
his ward to reject the estate; even though the guardian may have used
the money for the benefit of the minor.
(5)
The curators of a minor gave security to one another with reference
to their common liability, and delivered reciprocal pledges for that
purpose. If they should be solvent at the time when they are discharged
from office, the security given will have no further effect, and it
will be evident that the pledges will be released.
(6)
A party who was appointed guardian appealed against his own appointment.
His heir, having subsequently defeated the latter, will be responsible
for any losses previously sustained, for the reason that it is held
to be a slight degree of negligence to, in violation of law, refuse
to accept the office of guardian, after anyone has been directed to
assume it.
(7)
Guardians who have the care of property situated in a province, and
are transacting business connected with the appeal of minors in a
city, should apply for the appointment of curators for the property
of the said minors in Italy, as this is their duty. If they do not
do so, before they return to the province, the court should render
judgment against them on account of their fraud or negligence in this
respect.
(8)
A paternal uncle was appointed the testamentary guardian of his brother's
son, while he resided in Italy, and he assumed responsibility for
the administration of the property in Italy, as well as of that in
the province, and he then transferred the money obtained from sales
of property at Rome into the province, and placed it to the credit
of the ward. If another guardian should be substituted for him at
Rome, he cannot be compelled to undertake the administration of this
money, which does not belong to the assets of his guardianship.
(9)
Where curators or guardians, improperly appointed by will, who have
not been confirmed by a decree of the Praetor, transact business;
they will be compelled to assume responsibility for one another for
any losses which may take place, since they voluntarily assumed the
office without the support of the law; and any one of them who is
solvent should apply to the Praetor for a decree appointing curators
or guardians.
(10)
Where guardians who are solvent die, their heirs will not be liable
for one another on account of anything which did not take place during
the existence of the guardianship.
(11)
It is established that an equitable action can be granted against
a guardian who refuses to discharge the duties of his office, after
others, who have discharged them have been sued. Still, if the loss
sustained on account of the guardianship is not attributable to those
who transacted the business, but occurred through the negligence of
all; then the responsibility will equally attach to all, without considering
any order of substitution.
(12)
Certain guardians, after their ward had arrived at puberty, because
of their familiarity with the facts of the case prosecuted an appeal
which had been begun by order of the Consuls. If they should not be
able to obtain the execution of the judgment, they will not be liable
for negligence.
(13)
Where a ward is unable to enjoy the benefit of restitution, his claim
based on the alleged negligence of his guardian can be released by
agreement; and this is not held to be a gift, but a business transaction.
(14)
Where the loss of certain claims bearing a high rate of interest,
and which were obtained by a father, is imputed to the negligence
of guardians, a female ward will be compelled to assign her rights
of action to them; but she can retain, without any compensation, all
interest which may have been collected during the term of the guardianship.
(15)
Where a minor, having sued his guardians, was unable to collect from
them all that was due to him, he will be entitled to a right of action
for the entire amount against the curators who, through negligence,
did not transfer the guardianship to themselves; nor will the right
be held to have been extinguished by the judgment on guardianship,
for the reason that the ward has a cause of action against those holding
another office.
(16)
A guardian who refuses to bring suit in the name of his ward against
the heir of a former guardian, who was solvent, will be held responsible
for any loss; just as where one neglects to denounce as suspicious
his fellow-guardian who has become insolvent.
(17)
Execution of a judgment on the guardianship should, therefore, not
be postponed for the reason that the same guardian is administering,
at the same time, the guardianship of the brother and co-heir of the
ward.
(18)
The amount of the peculium of a slave who is acting as an agent,
and whom a minor manumitted and retained, or could have retained after
he had begun the administration of his affairs, must be accounted
for by the curator when his statement is filed in court.
40.
The Same, Opinions, Book VI.
A centurion
appointed a curator for his son who was a minor, but his appointment
was not confirmed by a decree of the Praetor. If the curator did not
transact any business, he cannot be held responsible for either contumacy
or negligence; for the privilege of soldiers does not extend to wrongs
committed against another, and ignorance with reference to others
is not pardonable where the last wills are concerned, except in the
case of the property of soldiers. The guardianship of children is,
in fact, governed by the right of paternal control, and not by the
advantage attaching to military service.
41.
The Same, Opinions, Book VIII.
Where
a ward, who has more than one guardian, forbids one of them, who is
insolvent, to render an account; this does not act as a release of
the others with reference to what he, fraudulently, may have collected,
or contracted for during the guardianship, and his fellow-guardians
who neglected to denounce him as suspicious can legally be sued on
the ground of negligence; for a testamentary guardian is not liable
for negligence from which he was released by the will.
42.
The Same, Definitions, Book I.
A judge
decided that one guardian out of several was liable for the entire
amount. He who was the subject of the decree can act as attorney with
reference to his own affairs, but he will not be entitled to the privilege
of a ward, since this is not conferred even upon the heir of a ward,
and relief is given, not to the case, but to the person of the ward,
who is deserving of a special favor.
43.
Paulus, Questions, Book VII.
A guardian
is released from liability where a claim becomes uncollected after
the death of the ward.
(1)
A man who was the curator of his brother's daughter promised to give
forty aurei by way of dowry to her husband. I ask whether he
would be entitled to relief, if afterwards debts of the ward should
be discovered, and the promised dowry found to be in excess of the
amount of her estate; as it was set forth in the document that So-and-So,
uncle and curator, promised a certain amount to the stipulator? The
difficulty results from the fact that the curator did not expect to
give the dowry out of his own property, but made the promise at a
time when he believed the means of the ward to be sufficient for it
to be dispensed with. Moreover, it can be considered whether, if the
curator made the promise while aware that her property was not sufficient,
he should be held to have donated the amount; or, as he acted fraudulently,
whether he is entitled to relief. I answered that I do not think that,
since the curator, going outside of his duty, voluntarily rendered
himself liable, relief should be granted him by the Praetor, any more
than if he had promised to pay money to the creditor of the girl.
But if the party who is the subject of the discussion promised the
dowry, not with the intention of making a gift of it, but merely as
a matter of business, he could hold the woman liable; and it might
be said that she would be bound during the continuance of the marriage,
while she has the dowry, as is the case in the contribution of property;
and she would certainly be liable after divorce, whether the dowry
had been paid, or whether the claim for it still existed; because,
in this instance, the result would be his release from liability for
the same. But if the woman is unable to reimburse her curator for
what he promised to give, by way of dowry, in excess of the assets
of her estate, the curator can be released from liability for the
amount in excess, by means of an exception; and the woman should give
a bond to her husband for this amount, so that if she becomes wealthier
during marriage, she can pay the remainder of the dowry to her husband.
44.
The Same, Questions, Book XIII.
Those
who accept claims which have been approved by former curators or guardians,
assume liability for their payment.
(1)
Where a ward receives the account of his guardian after he arrives
at puberty, and, having sued him for a balance, accepts interest,
he does not lose his right to any property of his guardian which may
have been sold, for the Praetor should preserve this right for him.
45.
The Same, Questions, Book XIV.
Where
a ward, after arriving at puberty, discharged one of his guardians,
he will be guilty of a dishonorable act if he attempts to call the
other to account for the acts of the former whom he discharged. We
say that the same rule applies in the case of two magistrates who
are colleagues, and the government brings suit against one of them.
I have reference, in this instance, to a case where two magistrates
are jointly liable, as the principle is not always applicable, for
if both of them are solvent, there is no ground for a choice in instituting
proceedings. A party who is released by lapse of time is not like
one who has nothing, because he has the means of opposing the party
bringing suit on the claim.
46.
The Same, Opinions, Book IX.
Lucius
Titius, the curator of Gaius Seius, during the time of his curatorship,
leased the Cornelian Estate to Sempronius, who failed to pay the rent.
The minor, having attained his majority, appointed the former lessee,
Sempronius, his agent. I ask if because he acted as agent the minor
is considered to have assumed the entire debt, and therefore released
his curator. Paulus answered that, for the reason that the party,
after having attained his majority, desired to have his former tenant
act as his agent, he should not be considered to have released him
from liability for the balance due on his rent.
(1)
The State, by order to the Governor, took possession of the property
of Sempronius, who, on account of a promise, had become a debtor of
his native city and the magistrates of the latter appointed three
curators, who are called by the Greeks epimelytai, and who
afterwards on their own responsibility, and without the consent of
the municipality, divided among themselves the administration of the
property of Sempronius. One of them became insolvent, and the others
who were solvent, relinquished the administration of the trust at
the same time. Afterwards, the heir of Sempronius, who was a minor,
and who had rejected the estate, obtained from the Emperor the restitution
of his father's property. I ask whether the minor should be indemnified
out of the property of the curators who were solvent, since individual
responsibility for the curatorship had been imposed upon them by the
magistrates. Paulus answered that if it should be decided that an
action might be granted the ward against the curators, he must sue
the magistrates for the share of the curator who was not solvent,
as the administration of guardians is one thing, and that of those
who have charge of the business of the government is another.
(2)
A guardian who has lent the money of his ward, even though he does
so in his own name, is not held to have acted in opposition to the
constitutions which forbid the money of a ward to be converted to
the use of a guardian.
(3)
The question arose whether a guardian should be compelled to pay interest
on the money of his ward, which he had used after the termination
of his guardianship until the day judgment was rendered against him.
Paulus answered that after his administration was at an end, the interest
should be computed in the same way as in a judgment on guardianship.
(4)
Paulus also gave it as his opinion that where a surety was given by
a guardian for the preservation of the property of his ward, he would
not be liable for any acts performed by the guardian after the ward
arrived at puberty, which were not due to necessity, but to choice.
(5)
A guardian having been sued in an action on guardianship, produced
his account, and judgment being rendered against him, he made payment
in accordance with its terms; and afterwards, when the ward desired
to collect money due from certain debtors of his father, whose names
did not appear in the book of accounts, receipts of the guardian were
produced by the said debtors. The question arose whether an action
would lie in his favor against the guardian, or against the debtors.
Paulus answered that if the debtors had paid the guardian during the
time he was administering the trust, they would be released from liability
to the ward by operation of law; but if an action was brought against
the guardian, the ward could also bring one on guardianship against
him, and avail himself of a reply on the ground of fraud, in opposition
to an exception based upon a previous decision of the case.
(6)
Where two testamentary guardians were appointed for a ward, and one
of them died, upon the application of the mother of the ward another
was appointed in his stead by the magistrates, under the direction
of the Governor of the province, and from the latter guardian the
magistrate exacted security for the preservation of the estate. The
testamentary guardian denounced the other, subsequently appointed,
as being suspicious. The question then arose as to what extent he
could be held liable. Paulus answered that the testamentary guardian
should be sued for the share of the property which he had administered;
and that, with reference to the share of his fellow-guardian, proceedings
should first be instituted against those who had become his sureties,
and afterwards against the magistrates who appointed him. Then, if
the ward was unable to obtain all to which he was entitled, an investigation
should be made of the conduct of the other guardian, for the purpose
of ascertaining whether he should be declared suspicious, especially
as he was said to have accused the second guardian of acting suspiciously.
Under other circumstances, however, where magistrates appoint several
guardians, a ward has no recourse against them, before the property
of all the guardians has been exhausted. In the case stated, where
one guardian has been appointed by the magistrates, it is not held
to be advisable that the testamentary guardian who accused the other
of being suspicious should be sued before his colleague; hence each
should be considered as having been appointed guardian for the administration
of half the estate.
(7)
Guardians are permitted to collect money due from the debtors of their
wards, in order that they may be legally discharged; but they cannot
present them with their claims, nor make any arrangement with them
for the purpose of diminishing them. Therefore, where a debtor pays
a smaller sum to a guardian than is due, he can be sued by the ward
for the balance.
47.
Scaevola, Opinions, Book II.
A certain
man appointed Titius and Maevius guardians, and added the following
provision: "I wish and I request that everything be done with
the advice of my brother Maevius, and that anything which is done
without it be void". Titius alone collected the debts from the
debtors; were the latter released from liability? I answered that
if the testator committed the entire administration to Maevius, payment
was not legally made.
(1)
"Marina and Januaria shall fix an amount which will be sufficient
for the daily expenses of my son." I ask whether the guardians
should be satisfied with the judgment of these two women. I answered
that the amount of the expense should be established by the judgment
of some good citizen.
(2)
Guardians appointed for the administration of an estate in Italy found
at Rome certain obligations of debtors resident in the province, for
the payment of the money at Rome, or anywhere else that it might be
demanded. As the debtors were not in Italy, nor any of their lands
situated therein, I ask whether the collection of these claims was
a part of the duty of the guardians of the estate in Italy. I answered
that if the contract had been made in the province they were not concerned
in it; but that it was part of their duty not to permit those entrusted
with the administration of the estate in the province to remain in
ignorance of the existence of said claims.
(3)
Where a testamentary guardian, appointed by a mother, considering
himself to be a genuine guardian, sold both the maternal and the paternal
estates of the ward and died insolvent, the question arose whether
the ward could bring an action for the recovery of the property. I
answered that if the property still belonged to the ward, it could
be recovered by him.
(4)
The prefect of a legion inserted the following provision into his
will: "I wish it to be left to the discretion of the guardians
of my son to determine whether only one per cent interest per annum
shall be paid on the money belonging to my estate, in order to prevent
it from being dissipated". I ask, if it should be ascertained
that the money was lent at interest by the said guardians, whether
they would only be liable in an action on guardianship for the interest
at one per cent, or for the rate for which they had stipulated. I
answered that if they chose to pay the amount of interest in accordance
with the will of the deceased, and had not lent the money at interest
in the name of the ward, they would merely be liable for the amount
mentioned by the testator.
(5)
Lucius Titius borrowed money from a guardian, and gave him in pledge
property to which he was entitled by inheritance, and three years
afterwards, the ward, whose guardianship was being administered, having
arrived at puberty, the estate of the deceased was confiscated, because
his heir did not avenge his death. The question arose whether the
ward could refuse to consider the above-mentioned claim. I answered
that, according to the facts stated, liability for the said claim
did not attach to the guardian.
(6)
One of two brothers, associated in the partnership of property and
business, having died, left his son his heir; and the uncle of the
latter, who was his guardian, after having sold all the merchandise
belonging to the firm, purchased it himself, and conducted the business
in his own name. The question arose whether he would be obliged to
make good to the ward his share of the profits of the business, or
merely the interest on the money. I answered that, in accordance with
the facts stated, he must pay the ward interest, and would not be
obliged to give him a share of the profits.
(7)
The guardian of an estate in Italy, having been sued by a provincial
creditor, paid him in the place where the ward had property. The question
arose whether he could include this in an action on guardianship.
I answered that there was nothing in the facts stated to prevent him
from doing so.
48.
Hermogenianus, Epitomes of Law, Book I.
There
is a great difference between the curator of property without an owner,
and of an unborn child, and the curator of an insane person, a spendthrift,
or a ward, since with reference to the latter it is evident that there
is an actual administration; but to the first two merely the custody
and sale of property which is liable to be deteriorated is entrusted.
49.
Paulus, Opinions, Book II.
Where
a guardian is not in a condition to make reparation for injury by
his obstinacy in not placing the money of his ward at interest, or
because of his failure to purchase land, he shall be punished with
unusual severity.
50.
Hermogenianus, Epitomes of Law, Book II.
Where
the property of a ward is lost through an attack of robbers, or where
a banker, to whom money was entrusted by the guardian at a time when
he was in high repute, cannot repay all of it, the guardian will not
be held liable for anything under these circumstances.
51.
Venuleius, Stipulations, Book VI.
Where
two or more guardians are administering a guardianship, the stipulation
of the surety of each one will render him liable for the entire amount.
But if the guardianship is divided among them by districts, which
is generally done, and one of them attends to the business in the
city, and the other to that outside of it, then the stipulation will
bind, or will not bind either surety, according to the liability of
either principal; for although they are all guardians, and are administering
the guardianship, still, if either of them is sued with reference
to property which is outside of his district, or is brought into court,
the stipulation will not bind him unless the administration of the
guardianship has been entirely entrusted to him. Where the administration
of the entire trust has not been committed to a guardian, the effect
is the same as if it had not been given to him with reference to the
property which is in question.
52.
Neratius, Opinions, Book I.
A curator
not only should give a dowry for a minor, but should also pay the
expenses incurred by the marriage.
53.
Paulus, Decrees, Book II.
Aemilius
Dexter neglected to require security from guardians appointed during
the time of his magistracy, and some of them having been excused,
Dexter himself was appointed guardian by other magistrates who succeeded
him. After his appointment, an action was brought against him for
the entire amount, for two reasons; first, because he had appointed
guardians at the time when he was a magistrate; and second, because
he did not require security from them. On the other hand, it was said
that although security was not required, still, the guardians were
solvent at the time when the guardianship was terminated, and that
the negligence of the curators should not be a source of injury to
guardians. It was held that if the guardians were solvent at the time
when the guardianship came to an end, even if security was not required,
the responsibility will attach to the curators, otherwise, it will
attach to the guardians and magistrates; that is to say, that he will
be responsible who did not denounce his colleague as suspected, or
did not require security when, on the expiration of the trust the
guardian was found to be insolvent.
54.
Tryphoninus, Disputations, Book II.
I do
not think that a guardian should be liable for a higher rate of interest,
who has borrowed money belonging to his ward from his fellow-guardian
and has given security, and promised a rate of interest which other
debtors usually pay to wards, because he did not appropriate the money
to his own use, and did not secretly or prodigally squander said money
as if it was his own, and if the loan had not been made to him at
this rate by his fellow-guardian, he could have obtained it elsewhere.
It makes a great deal of difference where a guardian publicly and
openly renders himself a debtor to his ward, just as any stranger
would do; and where, under the pretext of administering the guardianship
for the benefit of his ward, he secretly profits by the money of the
latter.
55.
The Same, Disputations, Book XLII.
Three
guardians were appointed for a ward; one of them administered the
guardianship, and became insolvent; the second committed it to the
charge of Titius, who transacted some of the business; and the third
did not, in any way, concern himself with the administration. The
question arose, to what extent was each of them liable. As a common
responsibility attaches to guardians in the administration of their
trust, all of them would be liable for the entire amount. It is clear
that if money belonging to the ward was distributed among them, each
will not be liable for a larger sum than he received.
(1)
Where, however, the guardians themselves have stolen the property
of the ward, let us consider whether each one of them will be liable
for the entire amount, in the action for double damages established
by the Law of the Twelve Tables. And, even though one of them may
have paid double the value of the property, still the others will
also be liable; for where there are several thieves who have stolen
the same article, the others are not released from the penalty for
the reason that it has been exacted from one of them. Guardians, however,
on account of their having been entrusted with the administration,
are rather held to have acted perfidiously than to have taken the
property without the consent of the owner. Finally, no one can say
that one guardian is liable for double damages in an action of this
kind, and, as it were, by means of a species of action for recovery
also be compelled either to surrender the property itself, or to pay
its value.
(2)
Therefore, a guardian is not only considered to have administered
the guardianship, where he directed another to do so for him; but
also where he took security from his fellow-guardian for the preservation
of the estate, and then entrusted to him the administration of the
entire guardianship. Nor can he defend himself by means of the constitution
which directs that the party who administered the trust shall be sued
first.
(3)
Moreover, where no one has attended to a part of the business of the
administration, he who has administered other affairs pertaining to
it will not be liable for what has been neglected, but responsibility
for all will attach to the guardians in common. Responsibility for
other things which he did not attend to cannot, however, be required
of one alone, unless they are of such a character that, after having
been begun, they should have been finished by him, or where they have
been so connected with those of which he had charge that they should
not have been separated from them.
(4)
But when it is said that guardians are responsible where a fellow-guardian
becomes insolvent, or was not solvent at the time of his appointment,
let us see how this should be understood; that is to say, whether
it will be sufficient if the resources of their fellow-guardian were
not diminished to any extent from the time of his appointment, but
the amount of his paternal estate remained the same? Or, even though
nothing happened subsequently which would manifestly cause a diminution
of the estate, should a guardian, nevertheless, investigate the property
of his fellow-guardian? This, however, should receive another construction
dependent upon the standing of the person, and the time which had
elapsed since the execution of the will; for where the party is a
notorious spendthrift, or one whose property has been sold, he should
not be permitted by his fellow-guardian to administer the trust, even
though, having taken the Praetor unawares, the latter appointed him
by a decree, and his father had ignored any accident which may have
happened to him after the execution of the will, or intended to change
his will, but did not do so.
56.
Scaevola, Digest, Book IV.
A guardian
sold property and animals belonging to his ward, but retained and
kept in his possession some of the animals, for the reason that the
purchasers did not pay for them; and he entered the price as paid
in the accounts of the guardian. Other animals were produced by these,
and the guardian having died, his heir administered the same guardianship,
and kept the animals in his possession for several years. The question
arose whether the minor, whose guardianship was the subject of administration,
could legally claim the said animals after he was fourteen years old?
The answer was that, according to the facts stated, the ward could
not claim them.
57.
The Same, Digest, Book X.
The
written obligations of certain debtors having been destroyed by fire,
can the guardians sue the said debtors for the payment of the money
on account of the obligations having been mentioned in the inventory;
or can they compel them to renew them, even where they have done this
under similar circumstances with other debtors, but have neglected
to do so with reference to those of the ward, and if they have injured
the latter in any way, on account of this failure to act, can proceedings
be taken against them in an action on guardianship? The answer was
that, if it should be proved that the guardians have failed to act
through fraud or negligence, they will be responsible to the ward
on this account.
(1)
A ward, with the authority of his guardians, purchased a tract of
land from a party who had been banished, and whose property had been
confiscated by a decree of the Governor, and he having obtained permission
of the Emperor to appeal, the judge declined to entertain the appeal,
and it having been pronounced ill-founded he was deprived of the land.
The question arose, could the ward recover the price of the land from
his guardians in an action on guardianship. The answer was that if
they knowingly made the purchase from one who was in such a condition
as to be liable to the former decree, they could be held responsible
in an action on guardianship.
58.
The Same, Digest, Book XI.
A certain
man transacted his business through the agency of Pamphilus and Diphilus,
his former slaves, and afterwards his freedmen, and by his will appointed
them guardians of his son, providing that the business should be carried
on in the same way that it had been done during his lifetime; and
the said guardians administered the trust, not only during the minority
of the son of their patron, but also after he had arrived at puberty.
Diphilus rendered his account together with a statement of the profits
of the business; Pamphilus, however, thought that it was not necessary
to present an account of the profits, but merely to calculate the
amount of interest ordinarily recovered in an action on guardianship.
The question arose whether Pamphilus should have rendered his account
in the same way as Diphilus, in order to comply with the intention
of the testator. The answer was that he should have done so. Claudius
Tryphoninus says that he should have done this in order not to obtain
any pecuniary advantage from the guardianship.
(1)
One of two guardians having died before his ward had arrived at puberty,
the other, having brought an action against his heir in the name of
the ward, recovered with interest all that had come into the hands
of the deceased guardian from the guardianship. The question arose
whether, in an action on guardianship which was brought by the ward
after arriving at puberty, interest should be paid merely upon that
portion of the money which had come into the hands of the deceased
guardian by means of the guardianship, from the beginning; or whether
interest on the principal as well as on the interest which had accumulated
in the hands of the survivor, after the death of the former, should
also be paid, and transferred with the principal. The answer was that
if the guardian had used the money for his own benefit, interest on
the entire amount should be paid; but if the money remained in the
accounts to the credit of the ward, that only should be paid which
he collected, or could have collected in good faith, and having been
able to lend it at interest, neglected to do so; because if the guardian
had received the principal and interest from any other debtor, all
would, or should, constitute principal in his hands.
(2)
In a case where the will appeared to have been broken, the testamentary
guardians ceased to act in the administration of the trust, and a
guardian for the ward was appointed by the Governor. The guardians
appointed by will were, however, ordered to administer the guardianship
conjointly with the one who was selected by the Governor to act in
this capacity. The question arose whether the same testamentary guardians
would be liable during the time which preceded the appointment of
the other guardian, from the day when the will was opened, or from
the date when they were ordered to take part in the administration.
The answer was that they were in no way liable for acts performed
during the time preceding the said appointment.
(3)
A father having appointed his son, who was a minor, his heir, bequeathed
two thousand aurei to his disinherited daughter, and appointed
the same guardians for both of them. The question arose whether the
guardians of the female ward would be liable in an action on guardianship
for interest on the amount from the day on which the said two thousand
aurei could have been separated from the other assets of the
estate if they neglected to invest it. The answer was that they would
be liable.
(4)
The question arose whether the interest on money belonging to a ward
which is due from guardians should be reckoned as principal when transferred
to a curator, and whether the curator would be liable for interest
on the entire amount. The answer was that all the money which comes
into the hands of curators is subject to the same rule because all
of it becomes principal.
59.
The Same, Digest, Book XXVII.
Where
the estate of a father was burdened with debts, and the property appeared
to be in such a condition that a female ward ought to refuse to accept
the succession; one of the guardians made an agreement with several
creditors that they would be satisfied with a certain amount of what
was due them, which they received. The curators of the girl, after
her arrival at puberty, made the same arrangement with certain creditors,
who also received the money. The question arose whether, if one of
the guardians happened to be a creditor or the father of the ward,
and paid himself the entire amount due him with interest out of the
ward's property, he could be compelled by the curators of the minor
to contribute in the same proportion as the other creditors had done.
The answer was, that a guardian who had induced others to diminish
their claims, should be satisfied with the same percentage of his.
60.
Pomponius, Epistles, Book VIII.
Where
the heir of a guardian has concluded a transaction which was commenced
by the latter, he will be liable to an action on guardianship on this
account.
61.
The Same, Epistles, Book XX.
It
is stated by Aristo that, where a ward loses possession of any part
of an estate through the fault of his guardian, there is no doubt
that he will be liable for the amount in an action on the estate,
if security has been given to the ward. Moreover, security is held
to have been given, even if the guardian is solvent, so that the ward
can recover from him the amount for which judgment is rendered against
him in an action. Where, however, the guardian is not solvent, it
should be considered whether the damage will be sustained by the ward
or by the claimant of the estate; hence it must be held to be just
as if the property was lost by accident, and just as if the ward himself
who is free from blame had diminished, destroyed, or lost any property
belonging to the estate. The inquiry can also be made with reference
to a possessor who is insane, where any of the property is lost on
account of his insanity. What is your opinion on this point? Pomponius
says, "I think that the opinion of Aristo is correct. But why
are you in doubt as to who should suffer the loss, if the guardian
should prove insolvent; for as it can very properly be said that the
ward can only be compelled to transfer the rights of action which
he has against the guardian to the vendor of the property, so also
the heir or the possessor of the estate, if through no fault of his
(for instance, if he should be forcibly ejected from land belonging
to the estate, or a slave forming part of it should be wounded by
anyone without the fault of the possessor), he would only be obliged
to assign the rights of action to which he was entitled on this ground.
It must be said that the same rule will apply where any loss takes
place through the negligence or fraud of the guardian of an insane
person, just as in the case where a guardian or a curator entered
into a stipulation, or sold property belonging to an estate. I also
think that it should be admitted that anything which happens through
the insanity of anyone, should remain unpunished; just as if it had
been caused by some accident, and without the act of the party sued."
Tit. 8.
Concerning the authority and consent of guardians and curators.
1. Ulpianus, On Sabinus, Book I.
Although
it is a rule of the Civil Law that a guardian cannot be appointed
for the transaction of his own business, still, a guardian can use
his authority to induce his ward to accept an estate which is indebted
to him; even though, by doing so, the ward will become his debtor.
For the first reason for the exertion of his authority, in this instance,
is that his ward may become the heir, consequently will become indebted
to him. He cannot, however, by the exercise of his authority, compel
his ward to enter into a stipulation with him. Where anyone employs
his authority to induce his ward to make a stipulation with his slave,
the Divine Antoninus Pius stated in a Rescript that the ward would
not be legally liable, but an action would be granted against her
for the amount which she profited by the transaction. If the guardian
causes anything to be given by the ward to his son, such an exertion
of his authority will be void, for it is evident that he acquires
the property by his own act.
(1)
Where a guardian is compelled forcibly and against his will to remain,
any act which he performs will not be valid; for his mere corporeal
presence is not sufficient, as he might be considered to have given
his consent where he was silent on account of being asleep, or because
he was attacked by epilepsy.
2.
The Same, On Sabinus, Book XXIV.
There
is no difference in the cases where the authority of a guardian is
not interposed, and where it is improperly exerted.
3.
Paulus, On Sabinus, Book VIII.
Where
a guardian performs an act without being asked to do so, the exertion
of his authority will be valid, if he says he approves what takes
place, for this is to empower it to be done.
4.
Pomponius, On Sabinus, Book XVII.
Although
where there are several guardians, the authorization of one is sufficient;
still, if it should be granted by one who has not been entrusted with
the administration of the guardianship, it should not be ratified
by the Praetor. Therefore, I think that the better one is the opinion
of Ofilius, who held that if I make a purchase from a ward by the
authority of the guardian who is not administering the trust, being
aware that another was administering it, I cannot become the owner
of the article sold. The same rule applies if I should make such a
purchase with the authority of a guardian who has been removed from
office, for such a transaction should not be ratified.
5.
Ulpianus, On Sabinus, Book XL.
A ward
cannot legally bind himself to his guardian by the authority of the
latter. It is clear that, when there are several guardians, it must
be held that the authority of one of them is sufficient to enable
the ward to bind himself to another, whether he lends him money, or
enters into a stipulation with him. Where, however, there is only
one guardian, and he lends money to his ward, or enters into a stipulation
with him, he will not be bound to the guardian, but he will be naturally
liaable to him for the amount by which he has been pecuniarily benefited.
For the Divine Pius stated in a Rescript that an action should be
granted in favor of the guardian against the ward, and indeed against
anyone else, for the amount by which he was enriched at his expense
through the transaction.
(1)
A ward who makes a purchase or a sale without the authority of his
guardian will only be liable for the amount by which he profits pecuniarily.
(2)
Moreover, a guardian cannot contract the obligation of either buyer
or seller with his ward. Where, however, he has a fellow-guardian,
the authority of the latter will undoubtedly be sufficient to empower
him to make a purchase. But if the transaction is fraudulent it will
be of no effect, and hence the property cannot be acquired by usucaption.
If, however, the ward, having attained his majority, confirms the
purchase, the contract will be valid.
(3)
If a guardian should buy property of his ward through the interposition
of a third party, the purchase made under such circumstances will
be void, because the transaction does not appear to have been concluded
in good faith. This was also stated in a Rescript by the Divine Severus
and Antoninus.
(4)
If, however, he should make the purchase openly, and give another
name, not fraudulently, but without concealment, as persons of rank
are accustomed to do who do not wish their names to appear on the
records, the purchase will be valid. But where he makes the purchase
craftily, it will be the same as if he had made it by the agency of
another person.
(5)
If the creditor of the ward should sell his property, his guardian
can purchase it in good faith.
(6)
If the son of a guardian, or any other person under his control, should
purchase the property, it will be the same as if he himself had purchased
it.
6.
Pomponius, On Sabinus, Book XVII.
It
has been decided that guardians upon whom the administration has not
been conferred by a decree, can legally purchase property from a ward,
just as strangers can do.
7.
Ulpianus, On Sabinus, Book XL.
When
we say that a guardian cannot grant authority to his ward to transact
business with him; this is only true where the stipulation is acquired
by him, or by persons under his control. But there is nothing to prevent
his authority from being exercised in the transaction of any business
by which his ward will be benefited.
(1)
Where there are two creditors, and one of them stipulates for the
payment of the debt by a ward, under the authority of one guardian,
and the other stipulates for its payment by the ward with the authority
of another guardian, it must be held that the stipulation is valid,
provided the authority of one guardian is sufficient; but if it is
not sufficient, it must be said that the stipulation is void.
(2)
Where a father and his son, who is under his control, are both guardians,
and the father stipulates with the authority of the son, the stipulation
will be of no effect, and this is the case because the son cannot
authorize any transaction in which his father is concerned.
8.
The Same, On Sabinus, Book XLVIII.
Even
where the contract with a ward is conditional, the consent of the
guardian should be absolute; for his authority must be not conditionally,
but absolutely interposed, in order that a conditional contract may
be confirmed.
9.
Gaius, On the Provincial Edict, Book XII.
A ward
cannot be rendered liable by any contract without the authority of
his guardian; he can, however, acquire property for himself by means
of a stipulation, as well as by delivery, without the authority of
his guardian, but he cannot bind himself by lending money, because
he cannot alienate anything without the authority of his guardian.
(1)
With reference to the rule that a ward cannot alienate any property
without the authority of his guardian, it is evident that he cannot
manumit his slaves without his consent, and even if he should manumit
a slave with the authority of his guardian, he must, in accordance
with the Lex Aelia Sentia, give a good reason for doing so,
in the presence of the Council.
(2)
Where a ward, for any reason, makes a payment without the authority
of his guardian, his act is void, because he cannot transfer the ownership
of anything. Where, however, the creditor, in good faith, spends the
money repaid by the ward, the latter will be released.
(3)
A ward cannot enter upon an estate without the consent of his guardian,
even though it may be advantageous to him, and he suffers no loss
by doing so.
(4)
Under the Trebellian Decree of the Senate, a ward cannot receive an
inheritance without the consent of his guardian.
(5)
The guardian ought to be present and authorize the transaction, and
his consent will be of no effect if subsequently given, or communicated
by letter.
(6)
Even if the party who makes a contract with a ward does not know that
the authority of the guardian was granted, still, if this can be proved
by written evidence, the transaction will be valid; for example, if
I sell or rent anything by letter to a ward who is absent, and he
gives his consent, after having been authorized by his guardian.
10.
Paulus, On the Edict, Book XXIV.
A guardian
who, on account of sickness, absence, or any other good reason, cannot
authorize his ward to perform some act, will not be liable.
11.
Gaius, On the Provincial Edict, Book XV.
Where
a ward or an insane person is entitled to the possession of an estate
for the purpose of expediting matters, it is established that the
wishes of the guardian or curator must be consulted in the acceptance
or the repudiation of the estate; and it is clear that if he does
anything contrary to the interest of the said ward or insane person,
he will be liable to an action on guardianship or curatorship.
12.
Julianus, Digest, Book XXI.
If
a slave owned in common by you and Titius should receive any property
by delivery from your ward with your consent, Marcellus states that
its ownership will vest solely in Titius; for where anything cannot
be acquired by all the owners of a slave, the ancient authorities
have held that it will belong in its entirety to the one by whom it
can be acquired.
13.
The Same, Digest, Book XXI.
Minors
are bound by the authority of their guardians, even though they themselves
remain silent. For when they borrow money even though they may say
nothing, they will be liable, if the authority of their guardian is
interposed. Hence, where money which is not due is paid to such persons,
even if they should keep silent, the interposition of the authority
of their guardian will be sufficient to render them liable to a personal
action for its recovery.
14.
The Same, Digest, Book XXXI.
It
does not make much difference whether a guardian is absent when any
business is transacted with his ward, or whether, if he is present,
he is not aware of what is being done.
15.
Marcianus, Rules, Book II.
The
same guardian can grant his authority to two wards in a case where
one is plaintiff and the other defendant. In case, however, he should
act in this twofold capacity, will a single authorization be sufficient,
under these circumstances, for both the wards? Pomponius is in doubt
on this point, but it may be strongly maintained that a single authorization
will suffice.
16.
Paulus, On the Lex Aelia Sentia.
Even
if a guardian should become blind, he can authorize the performance
of acts by his ward.
17.
The Same, On the Edict, Book VI.
Where
a guardian is unwilling to grant authority to his ward, the Praetor
should not compel him to do so; in the first place, because it would
be unjust, even if it was not expedient, to force him to give his
consent; and then, even if it was expedient, the ward can bring an
action on guardianship on account of the loss he has sustained.
18.
The Same, On Plautius, Book I.
A ward,
with the consent of his guardian, can transfer his debtor to Titius.
Where, however, a guardian is indebted to his ward, it must be said
that he cannot be transferred, nor can an agent be appointed to act
against the guardian, with the authority of the latter; otherwise,
the guardian would be released from liability by his own act.
19.
The Same, Opinions, Book IX.
A curator
can even be appointed for anyone under the age of puberty, but a guardian
is required for the settlement of all matters which involve the formalities
of law.
20.
Scaevola, Digest, Book X.
A division
of the estate of their father was made by certain wards in the presence
of their guardian, who, however, did not sign the instrument of partition.
The question arose whether they must abide by it. The answer was,
if the guardian authorized it, the partition must stand, even if he
did not sign the instrument.
21.
The Same, Digest, Book XXVI.
A ward,
having had judgment rendered against him on account of a contract
made with his father, after having been defended by his guardian,
received a curator, between whom and the creditor the following transaction
took place in the presence of the Steward of the Emperor: Priscus,
the Imperial Steward, said: "Let the judgment be executed";
Novellius, the curator, said: "I order the ward to reject the
estate"; Priscus, the Steward of the Emperor, said: "You
are answered, you know what you have to do". The question arose
whether, in consequence of this proceeding, the minor should be considered
to have rejected the estate of his father. The answer was that, in
accordance with the facts stated, he should be held to have rejected
it.
22.
Labeo, Probabilities, Book V.
If
anything which the ward does would tend to release his guardian from
liability to him, the guardian cannot legally consent for him to do
it.
Tit. 9.
When minors can sue or be sued on account of the acts of their guardians
or curators.
1. Pomponius, On Sabinus, Book XXIX.
Aristo
says that a ward who is in possession can have judgment rendered against
him on account of the fraud or negligence of his guardian; but I do
not think that the damages should be fixed at the amount to which
the plaintiff will make oath in court. Nevertheless, this would be
the case if the ward can recover the value of the property from his
guardian.
2.
Ulpianus, Opinions, Book I.
Where
a guardian or a curator lends the money of the minor whose affairs
he is administering, and he himself makes the stipulation, or purchases
land in his own name, an equitable action will be granted to the party
to whom the money belongs, for its recovery, or for the collection
of the loan.
3.
Papinianus, Questions, Book XX.
The
fraudulent acts of guardians can neither injure nor profit their wards.
When it is commonly said that the fraud of a guardian cannot injure
a ward, this means in case the latter is not pecuniarily benefited
by the deceitful conduct of the guardian. Wherefore, Sabinus very
reasonably holds that the ward can be sued in a tributorian action
on account of fraud committed by his guardian; for instance, if he
should favor the interest of his ward by means of an unjust distribution
of property. The same rule applies in an action on deposit, and also
in one claiming an estate, provided that it is proved that what the
plaintiff lost through the fraud of the guardian was credited to the
account of the ward.
4.
Ulpianus, On the Edict, Book LXIV.
If,
however, the guardian should commit any fraudulent act with reference
to outside matters, the ward would sustain no injury.
5.
Papinianus, Opinions, Book V.
After
the death of an insane person an action to enforce a judgment will
not be granted against a curator who administered his affairs, any
more than against a guardian; provided that, after his office has
been relinquished it is established that no renewal was made by his
consent and the obligation transferred to either the curator or the
guardian.
(1)
A guardian who binds himself to pay a sum of money for which judgment
was rendered against the father of his ward, can legally refuse to
do so, if an action is brought against him after the termination of
his guardianship. It was decided that the same rule will not apply
to the case where a guardian borrowed money in his own name, and with
it paid a judgment for his ward, unless the creditor made the contract
in order that the money might be used for the satisfaction of the
judgment.
6.
The Same, Definitions, Book II.
A guardian,
in compliance with a decree of the Praetor, left an agent for the
administration of the affairs of his ward. If judgment is rendered
in favor of said agent, an action for its enforcement will be transferred
to the ward, just as if the guardian himself had obtained it.
7.
Scaevola, Questions, Book XIII.
Relief
is granted to a guardian who defends a young child, in order that
an action for the enforcement of the judgment may be granted against
the ward.
8.
The Same, Opinions, Book V.
A guardian,
who was at the same time the co-heir of his ward, had an action brought
against him for the execution of a trust, and bound himself for payment
in full. The question arose whether an equitable action should be
granted against the ward, after he had reached the age of puberty,
for the recovery of his share of the amount. The answer was that it
should be granted.
Tit. 10.
Concerning suspected guardians and curators.
1. Ulpianus, On the Edict, Book XXXV.
The
subject which we are about to discuss is one of frequent occurrence
and extremely important, for guardians are every day charged with
being suspicious.
(1)
Therefore, let us examine, in the first place, how this charge of
being suspicious originates; before whom a guardian or a curator can
be accused of being suspicious; and finally, who can be removed, and
by whom, and for what reasons; and what is the punishment of a suspected
guardian.
(2)
It should be remembered that the accusation of suspicion is derived
from the Law of the Twelve Tables.
(3)
We give the right of removing suspected guardians to the Praetors,
at Rome, and in the provinces, to the Governors of the same.
(4)
There was formerly some doubt as to whether a suspected guardian could
be accused before the Deputy of the Proconsul. The Emperor Antoninus,
along with the Divine Severus, stated in a Rescript to Braduas Mauricus,
Proconsul of Africa, that this could be done, because when the jurisdiction
of the Proconsul was delegated, the entire duty of dispensing justice
passed to him. Therefore, if the Praetor delegates his jurisdiction,
it must be said that a suspected guardian can likewise be accused
before him to whom the authority was transferred; for, while this
rescript only has reference to provinces, he also to whom jurisdiction
has been delegated by the Praetor can take cognizance of the case
of a suspected guardian.
(5)
We have shown who can take cognizance of an accusation of suspicion;
now let us see what guardians can be suspected. And, in fact, all
guardians can be denounced as suspicious, whether they are testamentary,
or not, or of some other kind. Hence a legal guardian can be accused,
but what if he is a patron? The same rule will still apply, provided
we remember that favor should be shown to a patron.
(6)
The next thing in order is to see who can accuse a patron as being
suspicious. And it should be remembered that this is a public action,
that is to say, it is open to all.
(7)
Moreover, even women are permitted to bring such an accusation, but
only those can do so who are necessarily induced to proceed through
affection, as, for instance, a mother, a nurse, and a grandmother.
A sister, also, can denounce a guardian as suspicious (for a Rescript
of the Divine Severus with reference to a sister is extant). And,
indeed, the Praetor will permit any other woman to bring such an accusation,
whose sincere affection he knows to exist, who does not transgress
the modesty of her sex, and who has such a regard for the ward that
she cannot bear to have injury inflicted upon him.
(8)
Where anyone of plebeian rank is accused before the Praetor of any
atrocious acts committed during his guardianship, he shall be sent
to the Prefect of the City to be severely punished.
2.
The Same, On All Tribunals, Book I.
A freedman
shall also be sent to the Prefect of the City for punishment, if he
is proved to have fraudulently administered the guardianship of the
children of his patron.
3.
The Same, On the Edict, Book XXXV.
A guardian
can also accuse his fellow-guardian of being suspicious, either during
his term of office, or after he has relinquished it, and while his
fellow-guardian still continues the administration of the same. This
the Divine Severus stated in a Rescript. The Divine Pius went still
further in a Rescript addressed to Caecilius Petinus, and held that
a guardian who had been removed for being suspicious, could bring
the same charge against his fellow-guardians.
(1)
The freedmen of wards will act in a grateful manner if they denounce
as suspicious the guardians or curators of the said wards, where they
improperly conduct the affairs of their patrons, or of the children
of the latter. But if they wish to accuse their own patron of being
suspicious in the management of the guardianship, it is a better plan
to reject their accusation, for fear that something more serious may
be divulged during the inquiry; since the right to bring such a charge
is open to all persons.
(2)
Not only the curator of a minor, but also one of an insane person
or a spendthrift, can be removed on the ground of suspicion.
(3)
Moreover, anyone who has supervision of the interests of an unborn
child, or of property without an owner, is not free from the danger
of being called to account by this proceeding.
(4)
Again, let us see whether a suspected guardian can be discharged without
any accusation. The better opinion is that he should be discharged,
if it should appear to the Praetor, from conclusive evidence of the
facts, that he is suspicious. This should be understood as being for
the benefit of wards.
(5)
Now let us consider for what reasons suspected guardians may be removed.
And it should be noted that it is permissible to accuse a guardian
of being suspicious, if, on account of having committed fraud during
his guardianship, he neglected his duties, or acted basely, or in
any manner injuriously to his ward; or, while administering the trust,
he misappropriated any of the property of the former. If, however,
he has done anything of this kind before he assumed the office, even
though it had reference to the property of the ward or the management
of the guardianship, he cannot be accused of being suspicious, because
the offence took place before his appointment. Hence, if he should
have stolen any of the property of the ward before he became his guardian,
he should be accused of the crime of robbing the estate, otherwise
of theft.
(6)
It may be asked if anyone who was the guardian of a ward, and was
afterwards appointed his curator, can be accused of being suspicious,
on account of offences committed during the guardianship. And, as
an action on guardianship can be brought against him by his colleagues,
it follows that it must be held that an accusation of suspicion cannot
be brought, for the reason that an action on guardianship will lie
after that office is relinquished and the duties of the other assumed.
(7)
The same question may arise where it is stated that one having ceased
to be guardian resumes the office; as, for instance, where he was
appointed for a certain time, or under some condition, and he is appointed
a second time, either on the fulfillment of some testamentary condition,
or by the Praetor; for can he then be denounced as suspicious? And
since there are two guardianships, if there is anyone who can bring
a tutelary action against him, it would be perfectly proper to hold
that an accusation for suspicion will not lie.
(8)
If, however, there is but one guardian, as the investigation of his
administration cannot be made, should he be removed from the management
of the trust, as being suspicious, because he was guilty of improper
conduct during his former guardianship. Hence the same rule can be
said to apply in the case where a single curator was appointed after
the termination of the guardianship.
(9)
If a guardian should be appointed to hold his office as long as he
remains in Italy, or as long as he does not go beyond sea, can he
be accused of being suspicious on account of some act which he performed
before he went beyond sea? The better opinion is that he can be accused,
since the guardianship remains the same where it has intervals.
(10)
Where anyone, who is about to be absent on business for the State,
requests that another guardian be appointed in his stead, can he,
after his return, be accused of being suspicious, because of some
transaction which took place before his departure? Since he can be
sued in a praetorian action on account of his previous administration,
the accusation cannot be brought.
(11)
Where a party who was appointed the curator of an unborn child, or
of unoccupied property, was guilty of fraudulent conduct, and afterwards
becomes the guardian of said child, is there any doubt that he can
be accused of being suspicious on account of the fraud which he committed
during his curatorship? If, indeed, he has any fellow-guardians, he
cannot be accused, for the reason that an action can be brought against
him, but if he has none, he can be removed from office.
(12)
Where a guardian is an enemy of the ward or his relatives, and, generally
speaking, if there is any good reason to induce the Praetor not to
permit him to administer the guardianship, he should reject him.
(13)
Severus and Antoninus stated in a Rescript to Epicurius that: "If
guardians should sell property which it is forbidden to dispose of
without a decree, the sale will be void; but if they fraudulently
alienate the said property, they must be removed."
(14)
A guardian who does not demonstrate his ability to support his ward
is suspicious, and can be removed.
(15)
If, however, he does not conceal himself, but, being present, contends
that no decree can be rendered against him, because the wards are
poor; and if, after advocates have been appointed for the ward, the
guardian is convicted of falsehood, he should be sent before the Prefect
of the City; nor does it make any difference if someone does this
in order that he himself may be appointed guardian by means of a fraudulent
examination, or if, having been appointed in good faith, he intends
to plunder the property of another. Therefore, he should not be removed
on the ground of suspicion, but should be sent to the magistrate to
undergo the penalty which is ordinarily imposed upon those who purchase
a guardianship, through having corrupted the officers of the Praetor.
(16)
Guardians who have not made an inventory, or who obstinately refuse
to employ the money of the ward in the purchase of land, or deposit
it until an opportunity for its investment may be found, are ordered
to be imprisoned, and, in addition, should be regarded as being suspicious.
It must be remembered, however, that all should not be treated with
this severity, but only those of inferior rank; for I do not think
that persons of high position should be confined in prison on this
account.
(17)
A guardian who, without proper consideration, or through fraud, induces
his ward to reject an estate, can be accused as suspicious.
(18)
Where a guardian is removed on account of laziness, idleness, stupidity,
or incompetence, he relinquishes the guardianship or curatorship without
any imputation against his integrity. When, however, he is not removed
from office on account of fraud, but only that a curator may be joined
with him, he will not be in bad repute, for the reason that he was
not ordered to surrender the guardianship.
4.
The Same, On All Tribunals, Book I.
There
are reasons why anyone may relinquish a guardianship or a curatorship
and preserve his reputation.
(1)
Therefore, the cause of his removal should be mentioned in the decree,
in order that it may be known that the reputation of the guardian
does not suffer.
(2)
But what if the magistrate did not, in his decree, indicate the cause
of the removal? Papinianus says that this should not affect the good
name of the guardian; which is correct.
(3)
If the Praetor by his decision does not remove the guardian from office,
but forbids him to discharge its duties, it must be said that the
better opinion is that he ceases to be a guardian.
(4)
Those who have administered none of the affairs of the trust cannot
be accused of being suspicious; they can, however, be removed on the
ground of idleness, negligence, or fraud, if they have acted dishonestly.
5.
The Same, Disputations, Book III.
He
also can be denounced as suspicious who has given security, or who
offers to give it; for it is more advantageous for the ward to have
his property safe than to hold instruments merely providing for its
preservation. Nor is a fellow-guardian to be tolerated who did not
denounce his colleague as suspicious, because he had given security
to his ward,
6.
Callistratus, On Judicial Inquiries, Book IV.
For
the reason that security does not change the evil disposition of the
guardian, but gives him an opportunity to more readily plunder the
property of the ward.
7.
Ulpianus, On All Tribunals, Book I.
Children
under the age of puberty are not permitted to denounce their guardians
as suspicious; but it is clear that minors are allowed to denounce
their curators in this manner, if they desire to do so; provided that
they act under the advice of their near relatives.
(1)
Where not fraud, but gross negligence which very nearly resembles
fraud, has been committed by a guardian, he should be removed, as
being suspicious.
(2)
In the consideration of this subject, certain additional provisions
were made by a Rescript of our Emperor and the Divine Severus, addressed
to Atrius Clonius; for they decreed that, where guardians did not
appear in cases involving the distribution of supplies to their wards,
they should be deprived of their property, and that the ward should
be placed in possession of the effects of him who had been pronounced
suspicious by the decree, for the purpose of preserving the same,
and if it was perishable, or liable to be diminished in value by delay,
it was ordered to be sold, after the appointment of a curator.
(3)
Moreover, if a guardian does not appear after having been appointed,
it is customary to summon him by several proclamations, and finally,
if he does not present himself, he should be removed from office,
because of his non-appearance. This proceeding should only be resorted
to very rarely, and after a careful investigation has been made.
8.
The Same, On the Edict, Book LXI.
We
consider a guardian to be suspicious whose behavior is such as to
render him an object of distrust; for a guardian, however poor he
may be, should not be removed on the ground of suspicion, if he is
trustworthy and diligent.
9.
Modestinus, Inventions.
Where
a guardian is connected with his ward by some tie of relationship
or affinity, or where a patron is administering the guardianship of
his enfranchised ward, and is about to be removed from the office,
the best course is for a curator to be joined with him, rather than
to have him removed with blemished character and reputation.
10.
Papinianus, Questions, Book XII.
When
a guardian is removed on account of suspicion, by a decree of the
Praetor, he need have no apprehension of liability for the time to
come, for it would be unjust for anyone to be removed from guardianship
or curatorship, and still not be secure for the future.
11.
The Same, Opinions, Book V.
After
a guardianship has ceased to exist, the investigation of a suspected
guardian is also at an end, even though the guardianship was the first
to terminate.
12.
Julius Aquila, Opinions.
In
an investigation of suspicion there is nothing in the facts stated,
by which a curator can prevent the Praetor from making use of a slave
of the ward for the detection of the fraud of the curator.